United Airlines, INC. 401(k) Plan

Form 5500 filing data for plan year 2024.

Plan Snapshot

  • Plan Sponsor: United Airlines, INC.
  • Sponsor EIN: 742099724
  • Sponsor Address: 233 S. WACKER DRIVE, CHICAGO, IL, 60606
  • Plan Type: 401(k)
  • Total Participants: 17,444
  • Total Assets: $16.8B

Key Plan Design Features

  • Auto-Enrollment: Yes
  • Auto-Escalation: No
  • Allows Roth Contributions: Yes
  • Participant Loans: Yes
  • Participant-Directed Investments: Yes
  • ERISA Section 404(c) Fiduciary Safe Harbor: Yes

Plan Financials by Year

YearParticipantsTotal AssetsEmployer Contrib.Employee Contrib.
202417,444$16.8B$740.9M$302.0M
202316,617$14.4B$595.4M$263.5M
202214,959$11.8B$476.4M$217.5M

Service Providers (Schedule C)

Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).

Provider Name Role Direct Compensation Indirect Compensation Total Fees
O'HAGAN GROUP INCINVESTMENT ADVISOR$3,524,996$3,524,996
UNITED WEALTH MANAGEMENT LLCINVESTMENT ADVISOR$1,510,049$1,510,049
PARSONS CAPITAL MGMT LLCINVESTMENT ADVISOR$1,244,124$1,244,124
FISHER INVESTMENTSINVESTMENT ADVISOR$1,076,937$1,076,937
SOLITUDE FINANCIAL SERVICESINVESTMENT ADVISOR$1,069,369$1,069,369
OARSMAN CAPITAL INCINVESTMENT ADVISOR$921,776$921,776
AVIATOR FINANCIAL CONSULTING LINVESTMENT ADVISOR$912,606$912,606
SYMPHONY FINANCIAL LTD. COINVESTMENT ADVISOR$851,293$851,293
MOUNTAIN CAPITAL INVESTMENT ADINVESTMENT ADVISOR$757,849$757,849
CREATIVE PLANNING LLCINVESTMENT ADVISOR$757,292$757,292
ACT WEALTH MANAGEMENT LLCINVESTMENT ADVISOR$723,860$723,860
CHARLES SCHWAB & CO., INC.RECORDKEEPER$709,366$709,366
RATIO WEALTH GROUP LLCINVESTMENT ADVISOR$676,883$676,883
TOTAL INVESTMENT MANAGEMENT ININVESTMENT ADVISOR$675,182$675,182
AVION WEALTH LLCINVESTMENT ADVISOR$619,787$619,787
ALLIANCE BERNSTEIN LPINVESTMENT MANAGER$575,961$575,961
MORNINGSTAR INVESTMENT SERVICEINVESTMENT ADVISOR$462,674$462,674
ALLWORTH FINANCIAL LPINVESTMENT ADVISOR$295,344$295,344
JOHNSON WEALTH INCINVESTMENT ADVISOR$275,053$275,053
SMITH ANGLIN FINANCIAL LLCINVESTMENT ADVISOR$264,868$264,868
SCHWAB RETIREMENT PLAN SERVICES, INRECORDKEEPER$260,866$260,866
ROBERTSON STEPHENS WEALTH MANAINVESTMENT ADVISOR$234,774$234,774
AVEO CAPITAL PARTNERS LLCINVESTMENT ADVISOR$212,320$212,320
ZACKS INVESTMENT MANAGEMENT ININVESTMENT ADVISOR$182,377$182,377
SAINT FRANCIS CAPITAL LLCINVESTMENT ADVISOR$162,895$162,895
SERAPHIM WEALTH ADVISORS INCINVESTMENT ADVISOR$159,252$159,252
BONFIRE FINANCIAL LLCINVESTMENT ADVISOR$145,891$145,891
CAMBRIDGE INVESTMENT RESEARCHINVESTMENT ADVISOR$143,999$143,999
ENVESTNET ASSET MANAGEMENT INCINVESTMENT ADVISOR$132,718$132,718
SMARTX ADVISORY SOLUTIONS LLCINVESTMENT ADVISOR$129,303$129,303
WHITE WING WEALTH MANAGEMENT LINVESTMENT ADVISOR$128,726$128,726
WOODLEY FARRA MANION PORTFOLIOINVESTMENT ADVISOR$128,687$128,687
POINT NEMO CAPITAL LLCINVESTMENT ADVISOR$108,314$108,314
CENTAURUS FINANCIAL INCINVESTMENT ADVISOR$102,186$102,186
MARINER LLCINVESTMENT ADVISOR$95,459$95,459
HIGHTOWER ADVISORS LLCINVESTMENT ADVISOR$91,079$91,079
CERITY PARTNERS LLCINVESTMENT ADVISOR$85,503$85,503
WISDOM WEALTH STRATEGIES LLCINVESTMENT ADVISOR$77,502$77,502
EVERSOURCE WEALTH ADVISORS LLCINVESTMENT ADVISOR$70,503$70,503
JPL WEALTH MANAGEMENT LLCINVESTMENT ADVISOR$68,563$68,563
SAVANT CAPITAL LLCINVESTMENT ADVISOR$67,744$67,744
EP WEALTH ADVISORS LLCINVESTMENT ADVISOR$65,528$65,528
CORIENT PRIVATE WEALTH LLCINVESTMENT ADVISOR$64,011$64,011
FINANCIAL ENGINES ADVISORS LLCINVESTMENT ADVISOR$62,057$62,057
WEALTH ENHANCEMENT ADVISORY SEINVESTMENT ADVISOR$59,488$59,488
FINANCIAL ADVOCATES INVESTMENTINVESTMENT ADVISOR$59,094$59,094
ON COURSE FINANCIALINVESTMENT ADVISOR$56,637$56,637
OPTIMIZE FINANCIAL INCINVESTMENT ADVISOR$52,491$52,491
AMERICAN MONEY MANAGEMENT LLCINVESTMENT ADVISOR$50,926$50,926
BEACON POINTE ADVISORS LLCINVESTMENT ADVISOR$48,155$48,155
CETERA INVESTMENT ADVISERS LLCINVESTMENT ADVISOR$44,635$44,635
RWA WEALTH PARTNERS LLCINVESTMENT ADVISOR$42,802$42,802
MISSION WEALTH MANAGEMENT LPINVESTMENT ADVISOR$42,688$42,688
BRINKER CAPITAL INVESTMENTS LLINVESTMENT ADVISOR$41,980$41,980
GODSEY & GIBB INCINVESTMENT ADVISOR$41,835$41,835
WAMBOLT & ASSOCIATESINVESTMENT ADVISOR$41,334$41,334
REGAL INVESTMENT ADVISORS LLCINVESTMENT ADVISOR$39,139$39,139
BALBOA WEALTH PARTNERS INCINVESTMENT ADVISOR$38,163$38,163
PACIFIC FINANCIAL GROUP INCINVESTMENT ADVISOR$36,566$36,566
CHEMISTRY WEALTHINVESTMENT ADVISOR$34,313$34,313
AXXCESS WEALTH MANAGEMENT LLCINVESTMENT ADVISOR$34,015$34,015
TOTH FINANCIAL ADVISORY CORPINVESTMENT ADVISOR$33,862$33,862
PRIVATE CAPITAL MANAGEMENT LLCINVESTMENT ADVISOR$33,326$33,326
BROOKSTONE CAPITAL MANAGEMENTINVESTMENT ADVISOR$31,250$31,250
MATSON MONEY INCINVESTMENT ADVISOR$30,734$30,734
FIRST FOUNDATION ADVISORSINVESTMENT ADVISOR$29,840$29,840
CIBC PRIVATE WEALTH ADVISORS IINVESTMENT ADVISOR$28,990$28,990
LMCG INVESTMENTS LLCINVESTMENT ADVISOR$28,665$28,665
CAPFINANCIAL PARTNERS LLCINVESTMENT ADVISOR$28,516$28,516
PARALLEL ADVISORS LLCINVESTMENT ADVISOR$28,363$28,363
MARKET GUARDINVESTMENT ADVISOR$27,691$27,691
GENERATIONAL WEALTH ADVISORSINVESTMENT ADVISOR$27,598$27,598
BAY HILL CAPITAL MANAGEMENT USINVESTMENT ADVISOR$26,914$26,914
STRATOS WEALTH PARTNERS LTDINVESTMENT ADVISOR$26,701$26,701
MERRIMAN WEALTH MANAGEMENT LLCINVESTMENT ADVISOR$26,432$26,432
LPL FINANCIAL LLCINVESTMENT ADVISOR$26,263$26,263
RIVER WEALTH ADVISORS LLCINVESTMENT ADVISOR$26,215$26,215
FLEXIBLE PLAN INVESTMENTS LTDINVESTMENT ADVISOR$26,116$26,116
STONEMARK WEALTH MGMTINVESTMENT ADVISOR$25,654$25,654
INDEX FUND ADVISORS INCINVESTMENT ADVISOR$25,279$25,279
MARTEL WEALTH ADVISORS INCINVESTMENT ADVISOR$25,046$25,046
STOKER OSTLER WEALTH ADVISORSINVESTMENT ADVISOR$24,170$24,170
BELLINGHAM CAPITAL MANAGEMENTINVESTMENT ADVISOR$24,049$24,049
GRAVER CAPITAL MANAGEMENT LLCINVESTMENT ADVISOR$24,015$24,015
LEADING EDGEINVESTMENT ADVISOR$23,904$23,904
MANCHESTER FINANCIAL INCINVESTMENT ADVISOR$23,885$23,885
BETA MANAGEMENT CONSULTINGINVESTMENT ADVISOR$23,461$23,461
BRASADA CAPITAL MANAGEMENT LPINVESTMENT ADVISOR$23,270$23,270
KOZAK & TRIPP PRIVATE ASSET MAINVESTMENT ADVISOR$23,107$23,107
MPI WEALTH MANAGEMENT LLCINVESTMENT ADVISOR$22,793$22,793
FERGUSON WELLMAN CAPITAL MANAGINVESTMENT ADVISOR$22,699$22,699
HEDEKER WEALTH LLCINVESTMENT ADVISOR$21,390$21,390
HERITAGE INVESTMENT GROUPINVESTMENT ADVISOR$21,370$21,370
AVIDIAN WEALTH ENTERPRISES LLCINVESTMENT ADVISOR$21,080$21,080
FORTUNE WEALTH MANAGEMENT LLCINVESTMENT ADVISOR$20,698$20,698
ALPHA FINANCIAL MANAGEMENTINVESTMENT ADVISOR$20,600$20,600
INTEGRATED ADVISORS NETWORK LLINVESTMENT ADVISOR$20,349$20,349
AVIOR WEALTH MANAGEMENT LLCINVESTMENT ADVISOR$20,189$20,189
ZHANG FINANCIAL LLCINVESTMENT ADVISOR$20,039$20,039
MOTLEY FOOL WEALTH MANAGEMENTINVESTMENT ADVISOR$20,023$20,023
KESTRA PRIVATE WEALTH SERVICESINVESTMENT ADVISOR$19,887$19,887
THE PRIVATE INVESTMENT GROUP IINVESTMENT ADVISOR$19,422$19,422
SPIRE WEALTH MANAGEMENT LLCINVESTMENT ADVISOR$19,334$19,334
BOUCHEY FINANCIAL GROUP LTDINVESTMENT ADVISOR$18,964$18,964
THE CAPITAL MANAGMENT CORPORATINVESTMENT ADVISOR$18,671$18,671
THE MATHER GROUP LLCINVESTMENT ADVISOR$18,606$18,606
COOKSON PEIRCE & CO INCINVESTMENT ADVISOR$18,385$18,385
J V BRUNI AND COMPANYINVESTMENT ADVISOR$18,255$18,255
BLUE TRUST INCINVESTMENT ADVISOR$17,937$17,937
MANHATTAN WEST ASSET MANAGEMENINVESTMENT ADVISOR$17,395$17,395
EFFICIENT ADVISORS LLCINVESTMENT ADVISOR$17,130$17,130
VOMUND INVESTMENT MGMT LLCINVESTMENT ADVISOR$16,800$16,800
TEAM HEWINS, LLCINVESTMENT ADVISOR$16,555$16,555
HALTER FERGUSON FINANCIAL INCINVESTMENT ADVISOR$16,554$16,554
CAPITAL ADVISORS INCINVESTMENT ADVISOR$16,200$16,200
SVB WEALTH LLCINVESTMENT ADVISOR$16,089$16,089
NORMANDY CAPITAL MANAGEMENT LLCINVESTMENT ADVISOR$15,718$15,718
RG FINANCIAL LLCINVESTMENT ADVISOR$15,598$15,598
PRIVATE WEALTH PARTNERS LLCINVESTMENT ADVISOR$15,370$15,370
KOVITZ INVESTMENT GROUP PARTNEINVESTMENT ADVISOR$15,231$15,231
FINANCIAL SYNERGIES WEALTH ADVINVESTMENT ADVISOR$15,059$15,059
WEALTHNET INVESTMENTS LLCINVESTMENT ADVISOR$15,025$15,025
SENTINEL WEALTH MANAGEMENT INCINVESTMENT ADVISOR$14,925$14,925
MERCER GLOBAL ADVISORS INCINVESTMENT ADVISOR$14,330$14,330
JOHNSON INVESTMENT COUNSEL INCINVESTMENT ADVISOR$14,017$14,017
MCNAUGHTON WEALTHINVESTMENT ADVISOR$13,869$13,869
PRIVATE MANAGEMENT GROUP INCINVESTMENT ADVISOR$13,669$13,669
CREATIVEONE WEALTH LLCINVESTMENT ADVISOR$13,640$13,640
DIAMOND HEAD FINANCIAL ADVISORINVESTMENT ADVISOR$13,587$13,587
CURRAN WEALTH MANAGEMENTINVESTMENT ADVISOR$13,561$13,561
ALPHA CUBED INVESTMENTS LLCINVESTMENT ADVISOR$13,463$13,463
MILLS WEALTH ADVISORS LLCINVESTMENT ADVISOR$13,450$13,450
WEALTHCARE ADVISORY PARTNERSINVESTMENT ADVISOR$13,058$13,058
GLASS JACOBSON WEALTH ADVISORSINVESTMENT ADVISOR$12,965$12,965
SANCTUARY ADVISORS, LLCINVESTMENT ADVISOR$12,919$12,919
LATITUDE ADVISORS LLCINVESTMENT ADVISOR$12,827$12,827
MIFI WEALTH LLCINVESTMENT ADVISOR$12,675$12,675
KARPINSKI FINANCIAL LLCINVESTMENT ADVISOR$12,183$12,183
WEALTHSPIRE ADVISORS LLCINVESTMENT ADVISOR$12,162$12,162
STATHEROS FINANCIALINVESTMENT ADVISOR$12,093$12,093
RESEARCH FINANCIAL STRATEGIESINVESTMENT ADVISOR$12,060$12,060
KCR WEALTH MANAGEMENT LLCINVESTMENT ADVISOR$12,050$12,050
ROCKWOOD WEALTH MANAGEMENT LLCINVESTMENT ADVISOR$11,892$11,892
OLIO FINANCIAL PLANNING LLCINVESTMENT ADVISOR$11,771$11,771
BAKER WEALTH GROUP LLCINVESTMENT ADVISOR$11,548$11,548
FINANCIAL ADVISORY NETWORK LLCINVESTMENT ADVISOR$11,417$11,417
REVISOR WEALTH MANAGEMENT LLCINVESTMENT ADVISOR$11,316$11,316
MOISAND FITZGERALD TAMAYO LLCINVESTMENT ADVISOR$11,207$11,207
STEVEN RZUCIDLO DBAINVESTMENT ADVISOR$11,140$11,140
ISLAMORADA INVESTMENTINVESTMENT ADVISOR$11,082$11,082
PATHSTONEINVESTMENT ADVISOR$10,981$10,981
MAIN STREET RESEARCH LLCINVESTMENT ADVISOR$10,884$10,884
OPES WEALTH MANAGEMENT LLCINVESTMENT ADVISOR$10,775$10,775
MITCHELL, MCLEOD, PUGH &INVESTMENT ADVISOR$10,632$10,632
GLADSTONE INSTITUTIONAL ADVISOINVESTMENT ADVISOR$10,492$10,492
INDEPENDENT FINANCIAL PARTNERSINVESTMENT ADVISOR$10,442$10,442
INTEROCEAN CAPITAL GROUP LLCINVESTMENT ADVISOR$10,410$10,410
CIOVACCO CAPITAL MANAGEMENTINVESTMENT ADVISOR$10,390$10,390
JOHN-LUKE FINANCIAL LLCINVESTMENT ADVISOR$10,351$10,351
FARTHER FINANCE ADVISORS LLCINVESTMENT ADVISOR$10,157$10,157
NOVEM GROUPINVESTMENT ADVISOR$10,047$10,047
EMPIRICAL FINANCIAL SERVICES LINVESTMENT ADVISOR$9,942$9,942
KINGSVIEW WEALTH MANAGEMENT LLINVESTMENT ADVISOR$9,818$9,818
GILL CAPITAL PARTNERS LLCINVESTMENT ADVISOR$9,784$9,784
MGO ONE SEVEN LLCINVESTMENT ADVISOR$9,635$9,635
SEQUOIA FINANCIAL ADVISORS LLCINVESTMENT ADVISOR$9,575$9,575
BROADLEAF PARTNERS LLCINVESTMENT ADVISOR$9,550$9,550
STEELPEAK WEALTH LLCINVESTMENT ADVISOR$9,359$9,359
FINANCIAL SECURITY ADVISORY ININVESTMENT ADVISOR$9,234$9,234
KALTBAUM CAPITAL MANAGEMENT LLINVESTMENT ADVISOR$9,064$9,064
CARLTON HOFFERKAMP AND JENKS WINVESTMENT ADVISOR$8,975$8,975
CURTIS ADVISORY GROUP LLCINVESTMENT ADVISOR$8,895$8,895
CEDRUS LLCINVESTMENT ADVISOR$8,830$8,830
SCHAEFER FINANCIAL MANAGEMENTINVESTMENT ADVISOR$8,821$8,821
DSG CAPITAL ADVISORS LLCINVESTMENT ADVISOR$8,725$8,725
MONETA GROUP INVESTMENT ADVISOINVESTMENT ADVISOR$8,628$8,628
HOOVER CAPITAL, L.L.C.INVESTMENT ADVISOR$8,593$8,593
NABITY-JENSEN INVESTMENT MGMTINVESTMENT ADVISOR$8,592$8,592
FREESTONE CAPITAL MANAGEMENT LINVESTMENT ADVISOR$8,418$8,418
FORT PITT CAPITAL GROUP LLCINVESTMENT ADVISOR$8,390$8,390
STACK FINANCIAL MANAGEMENT INCINVESTMENT ADVISOR$8,161$8,161
ALPHA FINANCIAL ADVISORS LLCINVESTMENT ADVISOR$8,109$8,109
AMERITAS ADVISORY SERVICES LLCINVESTMENT ADVISOR$8,074$8,074
MOMENTOUS WEALTH MANAGEMENT ININVESTMENT ADVISOR$7,999$7,999
BREEN WEALTH MANAGEMENT LLCINVESTMENT ADVISOR$7,894$7,894
VITAL INVESTMENTINVESTMENT ADVISOR$7,787$7,787
TCI WEALTH ADVISORS INCINVESTMENT ADVISOR$7,743$7,743
SNS FINANCIAL GROUP LLCINVESTMENT ADVISOR$7,542$7,542
NORTHCOAST ASSET MANAGEMENTINVESTMENT ADVISOR$7,510$7,510
AMFG WEALTH MANAGEMENT LLCINVESTMENT ADVISOR$7,388$7,388
GREATER THAN FINANCIALINVESTMENT ADVISOR$6,900$6,900
FULTON BREAKEFIELD BROENNIMANINVESTMENT ADVISOR$6,812$6,812
NEW HARBOR FINANCIAL GROUP LLCINVESTMENT ADVISOR$6,760$6,760
PERIGON WEALTH MANAGEMENT LLCINVESTMENT ADVISOR$6,627$6,627
WINANS INTERNATIONALINVESTMENT ADVISOR$6,618$6,618
EATON-CAMBRIDGE INC.INVESTMENT ADVISOR$6,497$6,497
DILIGENT INVESTORS LLCINVESTMENT ADVISOR$6,371$6,371
COPLEY INVESTMENT MANAGEMENT LINVESTMENT ADVISOR$6,245$6,245
CORNERSTONE ASSET MGMNTINVESTMENT ADVISOR$6,216$6,216
WCG WEALTH ADVISORS LLCINVESTMENT ADVISOR$6,152$6,152
INTEGRATED CAPITAL MANAGEMENTINVESTMENT ADVISOR$6,105$6,105
NBC TRUST COMPANYINVESTMENT ADVISOR$6,101$6,101
RUBINBROWN ADVISORS LLCINVESTMENT ADVISOR$6,042$6,042
TANDEM FINANCIAL LLCINVESTMENT ADVISOR$6,019$6,019
FOCUS PARTNERS WEALTH LLCINVESTMENT ADVISOR$5,967$5,967
CLARK WEALTH PARTNERS LLCINVESTMENT ADVISOR$5,936$5,936
PARTNERSHIP WEALTH MGMNTINVESTMENT ADVISOR$5,838$5,838
ATWOOD & PALMER INCINVESTMENT ADVISOR$5,741$5,741
SINCERUS ADVISORY LLCINVESTMENT ADVISOR$5,540$5,540
FRONT ROW ADVISORS LLCINVESTMENT ADVISOR$5,451$5,451
KLINGENSTEIN FIELDS & CO LPINVESTMENT ADVISOR$5,431$5,431
MARTIN INVESTMENT MANAGEMENT LINVESTMENT ADVISOR$5,430$5,430
ALUMAN INCINVESTMENT ADVISOR$5,378$5,378
THE DALA GROUP LLCINVESTMENT ADVISOR$5,268$5,268
MCSHANE PARTNERSINVESTMENT ADVISOR$5,241$5,241
CWM LLCINVESTMENT ADVISOR$5,237$5,237
ADVANCED FINANCIAL SOLUTIONSINVESTMENT ADVISOR$5,173$5,173
KIKER WEALTH MANAGEMENT, LLCINVESTMENT ADVISOR$5,077$5,077
PACIFIC GLOBAL INVESTMENT MANAINVESTMENT ADVISOR$5,077$5,077
KESTRA ADVISORY SERVICES LLCINVESTMENT ADVISOR$5,003$5,003
MITCHELL & TITUSAuditor$0

Verified Provider Profiles

Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:

Plan Fees & Expenses

Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.

  • Total Service Provider Fees: $23,910,243
  • Estimated Expense Ratio: 0.142% of plan assets

Historical Administrative Expenses

Breakdown of administrative expense categories reported on Form 5500 filings.

Year Total Admin Expenses Investment Mgmt Fees Contract Admin Fees IQPA Audit Fees Professional Fees
2024$27,670,183$27,417,197
2023$22,289,366$21,945,854
2022$34,536,477$30,783,129$3,753,348

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