About Halter Ferguson Financial INC
<p>Founded in 1986, Halter Ferguson Financial INC is a fee-only Registered Investment Advisor based in Carmel in the Indianapolis metro area, with a second office in Indianapolis.</p> <p>The firm manages $0.5B in assets (2026) and works with individuals, including high net worth clients, as well as small businesses and workplace retirement plans. As a fiduciary, it focuses on clear, practical planning that connects day-to-day decisions to long-term goals.</p> <p>For employers, Halter Ferguson Financial provides 3(21) fiduciary support, helping plan sponsors document investment oversight and stay on top of ongoing monitoring. Clients also use the firm for retirement planning, estate planning, and tax strategy coordination alongside their other professionals.</p> <p>What sets the firm apart is its fee-only structure paired with long-running experience advising both personal wealth and 401(k) plan decisions under a fiduciary standard.</p> <ul> <li>Fee-only RIA investment management and wealth management</li> <li>Financial planning with goal setting and portfolio design</li> <li>3(21) fiduciary services for employer retirement plans</li> <li>Retirement planning, estate planning, and tax strategy support</li> <li>Works with individuals, high net worth clients, and small businesses</li> </ul>
Website: https://www.hffinancial.com/
Founded: 1986
Office Locations
- Carmel, IN (Headquarters)
Services Offered
- 3(21) Investment Advisor
Client Statistics (2026)
- Total Clients: 0
- Total AUM: $487.8M
Team Members
- Bradford Ferguson, President & Professional Investment Management
- Tiffany White, Vice President - Financial Planning
- Matt Smith, Vice President - Equity Analysis
- Greg Schmitz, Vice President - Engineering