About Oxford Financial Group, LTD
<p>Founded in 1981, Oxford Financial Group, LTD runs a fee-only Registered Investment Advisor (RIA) with a co-fiduciary approach for retirement plans and institutional clients.</p> <p>Headquartered in Carmel in the Indianapolis metro area, the firm has additional offices in Atlanta, Chicago, Cincinnati, Grand Rapids, Minneapolis, and Palm Beach, supporting clients across 36–37 states. It reports $38.0B in assets under management (2026).</p> <p>Oxford works with high-net-worth families and institutions, providing wealth management, family office services, investment advisory, and institutional consulting. On the retirement plan side, it handles participant-directed plans such as 401(k) and 403(b), along with committee-directed pension plans.</p> <p>A differentiator is its dedicated retirement plan service team paired with a co-fiduciary, fee-only model that fits plan committees that want an active partner.</p> <ul> <li>3(21) fiduciary investment advice for plan sponsors</li> <li>401(k) and 403(b) plan investment support</li> <li>Committee-directed pension plan consulting</li> <li>Investment policy statement (IPS) development</li> <li>Wealth management and family office services</li> </ul>
Website: https://ofgltd.com/
Founded: 1981
Office Locations
- Carmel, IN (Headquarters)
- Atlanta, GA
- Chicago, IL
- Cincinnati, OH
- Grand Rapids, MI
- Minneapolis, MN
- Palm Beach, FL
Services Offered
- 3(21) Investment Advisor
Client Statistics (2026)
- Total Clients: 0
- Total AUM: $38.0B
Plans Serviced (2024)
Largest plans where this firm is listed as a service provider (Schedule C) or IQPA (Schedule H) on the most recent filings (From Form 5500).
| Plan | Sponsor | Assets | Participants |
|---|---|---|---|
| COOPERATIVE SAVINGS PLAN | COOPERATIVE PENSION / SAVINGS BOARD, IN | $455M | 4,519 |
| KRATON SAVINGS PLAN | KRATON CORPORATION, TX | $363M | 1,196 |
| COOPERATIVE PENSION PLAN | COOPERATIVE PENSION / SAVINGS BOARD, IN | $229M | 2,374 |
| FOREST RIVER, INC. 401(K) PLAN | FOREST RIVER, INC., IN | $126M | 22,247 |
| HAYNES INTERNATIONAL, INC. COMBINED PROFIT SHARING AND SAVINGS PLAN | HAYNES INTERNATIONAL, INC., IN | $123M | 1,164 |
| 401(k) Retirement Plan | Healthcare Sponsor, OH | $98M | 822 |
| 401(k) Retirement Plan | Manufacturing Sponsor, IN | $92M | 672 |
| 401(k) Retirement Plan | Professional Services Sponsor, OH | $22M | 170 |
| 401(k) Retirement Plan | Technology Sponsor, IN | $13M | 116 |
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