Plan Snapshot
- Plan Sponsor: Kraton Corporation
- Sponsor EIN: 263739386
- Sponsor Address: 9950 WOODLOCH FOREST DR, THE WOODLANDS, TX, 77380
- Plan Type: 401(k)
- Total Participants: 1,196
- Total Assets: $362.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,196 | $362.9M | $11.3M | $14.0M |
| 2023 | 1,198 | $318.2M | $11.8M | $14.3M |
| 2022 | 1,201 | $279.9M | $11.4M | $13.4M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| OXFORD FINANCIAL GROUP | INVESTMENT ADVISOR | $65,000 | — | $65,000 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $57,944 | — | $57,944 |
| MELTON & MELTON,L.L.P. | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- OXFORD FINANCIAL GROUP — INVESTMENT ADVISOR
- STRATEGIC ADVISORS, INC. — ADVISOR
- MELTON & MELTON,L.L.P. — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $122,944
- Estimated Expense Ratio: 0.034% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $108,190 | $122,944 | — | — | — |
| 2023 | $121,765 | $47,405 | $1,500 | — | — |
| 2022 | $49,954 | $41,333 | — | — | — |