TCI Wealth Advisors, Inc.

Retirement Plan Advisor

Tucson, AZ

About TCI Wealth Advisors, Inc.

<p>From its Tucson headquarters in Southern Arizona, TCI Wealth Advisors, Inc. runs a fee-only Registered Investment Advisor (RIA) with offices across the Southwest and Mountain West, including Scottsdale and Flagstaff, Arizona, plus Reno, Nevada, and Denver, Colorado, with a Phoenix, Arizona location also listed.</p> <p>Founded in 1990, the firm has 75 employees and reports $4.5B in assets under management (2026). Alongside private wealth management, TCI works with retirement plans as a <a href="/plan-advisors">plan advisor</a>, handling plan design and participant advice, and taking on 3(38) investment manager duties when appropriate.</p> <p>For individuals and families, TCI’s service menu includes Life Strategy, Financial Education, Cash Flow Strategy, Investment Strategy, Tax Planning, Estate Planning, and Insurance Planning. The team includes Wealth Managers and Financial Advisors, with many holding CFP®, CFA, and CPA designations.</p> <p>TCI’s differentiator is its multi-office, multi-generational advisor team that combines wealth planning work with retirement plan support under one firm.</p> <ul> <li>Fee-only RIA with retirement plan advisory services</li> <li>Retirement plan services: 3(38), participant advice, plan design</li> <li>Wealth planning: cash flow, investments, tax, estate, and insurance planning</li> <li>Offices in Arizona, Nevada, and Colorado (Tucson HQ)</li> </ul>

Website: https://tciwealth.com/

Founded: 1990

Employees: 75

Office Locations

  • Scottsdale, AZ
  • Flagstaff, AZ
  • Reno, NV
  • Denver, CO
  • Phoenix, AZ
  • Tucson, AZ (Headquarters)
  • Reno, NV
  • Denver, CO
  • Phoenix, AZ

Accreditations & Certifications

  • CFA®
  • Other
  • AIF®
  • CFP®
  • ChFC®

Services Offered

  • 3(38) Investment Manager
  • Plan Design Consulting
  • Participant Investment Advice

Client Statistics (2026)

  • Total Clients: 0
  • Total AUM: $4.5B

Plans Serviced (2024)

Largest plans where this firm is listed as a service provider (Schedule C) or IQPA (Schedule H) on the most recent filings (From Form 5500).

PlanSponsorAssetsParticipants
UNITED AIRLINES PILOT RETIREMENT ACCOUNT PLANUNITED AIRLINES, INC., IL$16.8B17,444
SCHWABPLAN RETIREMENT SAVINGS AND INVESTMENT PLANTHE CHARLES SCHWAB CORPORATION, TX$8.9B32,145
INTUIT INC. 401(K) PLANINTUIT INC., CA$3.7B24,200
NORTHERN ARIZONA HEALTHCARE CORPORATION 401(K) PLANNORTHERN ARIZONA HEALTHCARE CORP., AZ$414M3,856

Team Members

  • John Stephens, MD, MBA, CFA, CFP®, Advisor, Shareholder
  • Juan Sicco, CFA, Financial Planning Associate
  • Justin Rodriguez, CFP®, Advisor, Shareholder
  • Ken Riebe, Advisor, Shareholder
  • Luis Yanez, Financial Planning Associate
  • Marshall Riebe, MS, FPQP™, Advisor
  • Rob Rynders, CFP®, CAP®, Advisor
  • Jerico Maddela, MBA, CFP®, AIF®, CWS®, Advisor
  • Michael Preis, CFA®, Management
  • Sam Swift, CFA, CFP®, AIF®, Advisor, Shareholder, Management

Other Retirement Plan Advisors in AZ