About Aegis Financial
<p>Using its in-house “ALIGN System,” Aegis Financial ties retirement plan decisions to tax planning, entity structure, and owner compensation for privately held companies. The firm is headquartered in Phoenix in the greater Phoenix metro, with a second office in Rolling Meadows in the northwest Chicago suburbs.</p> <p>Aegis Financial works with business owners who want their retirement plan to line up with broader business decisions, rather than being managed in separate tracks. Its retirement plan services include 3(21) co-fiduciary support and 3(38) investment manager work, so sponsors can hand off day-to-day investment fiduciary responsibility when needed.</p> <p>Alongside plan oversight, the team handles tax and entity strategy and compensation strategy, with attention to how these choices affect long-term owner wealth and employee engagement. As of 2026, Aegis Financial reports $0.5B in assets under management.</p> <ul> <li>Headquarters: Phoenix, Arizona (greater Phoenix area)</li> <li>Office: Rolling Meadows, Illinois (Chicago metro)</li> <li>Fiduciary services: 3(21) and 3(38)</li> <li>Related services: tax/entity strategy and compensation strategy</li> </ul>
Website: http://aegiswealth.net
Office Locations
- Rolling Meadows, IL
- Phoenix, AZ (Headquarters)
Services Offered
- 3(21) Investment Advisor
- 3(38) Investment Manager
Client Statistics (2026)
- Total Clients: 0
- Total AUM: $468.0M