Largest 401(k) Recordkeepers by Assets (AUM)

Compare the industry's largest 401(k) recordkeepers by Assets. From #1 Fidelity with 4.4 trillion in assets to #10 ADP and everyone in between.

Browse 48 providers in this category.

Provider ranking

  1. PCS Retirement, LLC

    Plan Administrator

    Philadelphia, PA

    Stats: 15,636 clients • $30.0B under management • 420K participants

    Company: Est. 2001 • 359 employees

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  2. July Business Services

    Plan Administrator

    Waco, TX

    Stats: 8,386 clients • $16.0B under management • 196K participants

    Company: Est. 1994 • 700 employees

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  3. Guideline, Inc.

    Plan Administrator • Pro Score 4.2

    Burlingame, CA

    Stats: 60,000 clients • $15.0B under management • 500K participants

    Pricing: $39 base fee • $4/employee

    Company: Est. 2015 • 350 employees

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  4. Sentinel Group

    Plan Administrator

    Wakefield, MA

    Stats: 1,900 clients • $13.0B under management • 260K participants

    Company: Est. 1987 • 260 employees

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  5. 401GO

    Plan Administrator • Pro Score 4.3

    Sandy, UT

    Stats: 5,055 clients • $12.0B under management • 54K participants

    Pricing: $25 base fee • $2/employee

    Company: Est. 2017 • 105 employees

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  6. Gusto

    Plan Administrator

    Stats: 40,000 clients • $10.0B under management • 700K participants

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  7. Human Interest

    Plan Administrator • Pro Score 4.3 • Verified

    San Francisco, CA

    Credentials: RIA - Registered Investment Advisor

    Stats: 40,000 clients • $8.1B under management • 793K participants

    Pricing: $120 base fee • $5/employee

    Company: Est. 2015 • 771 employees

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  8. Employee Fiduciary

    Plan Administrator

    Mobile, AL

    Stats: 4,865 clients • $6.8B under management • 107K participants

    Pricing: $1,500 base fee • $30/employee

    Company: 75 employees

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  9. Sharebuilder 401k

    Plan Administrator • Pro Score 3.1

    Seattle, WA

    Stats: 6,500 clients • $2.0B under management • 150K participants

    Company: Est. 2005 • 51 employees

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  10. Ubiquity Retirement + Savings

    Plan Administrator • Pro Score 4.0

    San Francisco, CA

    Stats: 16,000 clients • $300M under management • 100K participants

    Pricing: $177 base fee • $6/employee

    Company: Est. 2000 • 90 employees

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  11. Betterment at Work

    Plan Administrator • Pro Score 3.0

    New York, NY

    Stats: 2,000 clients • $30M under management

    Pricing: $100 base fee • $5/employee

    Company: Est. 2009 • 466 employees

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  12. KTRADE

    Plan Administrator

    Plymouth, IN

    Stats: 16,000 clients • $26M under management • 675K participants

    Company: 35 employees

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  13. Slavic401k

    Plan Administrator • Pro Score 2.8

    Boca Raton, FL

    Stats: 12,000 clients • $10M under management • 250K participants

    Company: Est. 1986 • 270 employees

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  14. Americas Best 401k

    Plan Administrator • Pro Score 3.1

    Scottsdale, AZ

    Credentials: RIA - Registered Investment Advisor

    Stats: 2,000 clients • $1M under management • 40.0M participants

    Pricing: $133 base fee • $5/employee

    Company: Est. 2012 • 49 employees

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  15. ForUsAll

    Plan Administrator

    San Carlos, CA

    Stats: 500 clients • $1 under management • 80K participants

    Pricing: $120 base fee • $6/employee

    Company: Est. 2012 • 58 employees

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  16. Basic Capital

    Plan Administrator • Verified

    New York, NY

    Pricing: $0 base fee • $5/employee

    Company: Est. 2021 • 24 employees

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  17. Carry

    Plan Administrator • Pro Score 3.0

    Credentials: RIA - Registered Investment Advisor

    Pricing: $299 base fee

    Company: Est. 2022 • 10 employees

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The Top 10 Largest 401(k) Recordkeepers Ranked by Assets

Selecting a recordkeeper is a pivotal decision for any plan sponsor. The market is dominated by a few massive players, yet the "best" provider depends entirely on your company's specific needs—whether that is payroll integration, advanced financial wellness technology, or white-glove service. While assets under management (AUM) indicate stability and scale, the number of plans serviced often highlights a provider's expertise with small-to-mid-sized businesses.

Below is a ranking of the top 10 largest 401(k) recordkeepers. This list highlights their scale and unique value propositions to help you identify the right administrator.

  1. Fidelity Investments Assets: $4.4 Trillion+ | Plans: 30,000+ Fidelity is the industry titan, managing more retirement assets than any other firm. They are best suited for organizations that prioritize a premium participant experience, offering a top-tier mobile app, extensive educational resources, and a vast array of investment options.
  2. Empower Assets: $1.8 Trillion+ | Plans: 80,000+ Empower has rapidly grown into the second-largest provider through strategic acquisitions, including Prudential and MassMutual's retirement businesses. They stand out for their focus on personalization and financial wellness, making them a strong choice for employers who want to actively improve their employees' financial health.
  3. The Vanguard Group Assets: $800 Billion+ | Plans: 14,000+ Synonymous with low-cost investing, Vanguard brings that same philosophy to plan administration. They are the ideal partner for sponsors focused on minimizing fee friction and fiduciary risk, typically offering streamlined, index-based investment lineups.
  4. Principal Financial Group Assets: $520 Billion+ | Plans: 45,000+ Principal is a powerhouse in the SMB market, offering sophisticated plan designs that many large providers overlook. They are particularly unique in their ability to service complex arrangements, such as combining a 401(k) with a Defined Benefit or ESOP plan.
  5. Alight Solutions Assets: $600 Billion+ | Plans: 1,500+ Alight caters almost exclusively to the mega-large market, serving some of the biggest corporations in the world. Their platform is built for complexity, excelling in total benefits outsourcing where health, wealth, and payroll are integrated into a single ecosystem.
  6. Voya Financial Assets: $585 Billion | Plans: 50,000+ Voya is a versatile provider with a strong presence in both the corporate and tax-exempt markets. They are well-regarded for their user-friendly digital tools and "orange money" financial wellness branding, which helps drive high participant engagement rates.
  7. TIAA Assets: $400 Billion+ (DC Assets) | Plans: 15,000+ TIAA is the dominant force in the non-profit, healthcare, and education sectors (403b), but they are also a major 401(k) player. Their unique value lies in their "pension-like" annuity options, offering participants a path to guaranteed lifetime income.
  8. Charles Schwab Assets: $300 Billion+ | Plans: 10,000+ Schwab appeals to a specific demographic of professional firms and savvy investors. Their inclusion of a Self-Directed Brokerage Account (SDBA) as a core feature makes them perfect for plans where participants want access to individual stocks and ETFs.
  9. Ascensus Assets: $250 Billion+ | Plans: 150,000+ Ascensus is the volume leader in the industry, servicing more individual plans than nearly anyone else. They are the engine behind many "white label" small business plans, offering a cost-effective and compliant solution for startups and small employers.
  10. ADP Retirement Services Assets: $150 Billion+ | Plans: 110,000+ ADP dominates the micro-to-small market by leveraging their payroll customer base. For businesses already using ADP for payroll, their 401(k) solution offers unmatched data integration, significantly reducing the administrative burden of contribution processing.

Find the Right Administrator for Your Business Size

While the "Big Three" offer incredible scale, they aren't always the best fit for every company. If you are a startup or a growing company, you may get better service and pricing from specialized small business 401(k) providers. Alternatively, if you are looking for an all-in-one solution that packages administration, investments, and fiduciary services together, consider exploring bundled 401(k) providers. For a broader look at all administrative options, visit our main guide on 401(k) recordkeepers.