Plan Snapshot
- Plan Sponsor: University Orthopedics Center, Ltd.
- Sponsor EIN: 251655314
- Sponsor Address: 101 REGENT COURT, STATE COLLEGE, PA, 168017965
- Plan Type: 401(k)
- Total Participants: 186
- Total Assets: $51.6M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 186 | $51.6M | $1.1M | $1.0M |
| 2023 | 199 | $47.0M | $964,869 | $983,389 |
| 2022 | 181 | $42.9M | $1.0M | $963,739 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $211,051 | — | $211,051 |
| ABUNDANCE WEALTH COUNSELORS, LLC | INVESTMENT ADVISOR | $162,202 | — | $162,202 |
| DUNBAR, BENDER & ZAPF, INC. | TPA | $17,990 | — | $17,990 |
| BAKER TILLY US, LLP | ACCOUNTANT | $15,645 | — | $15,645 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- ABUNDANCE WEALTH COUNSELORS, LLC — INVESTMENT ADVISOR
- DUNBAR, BENDER & ZAPF, INC. — TPA
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $406,888
- Estimated Expense Ratio: 0.789% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $244,685 | — | $244,685 | — | — |
| 2023 | $219,078 | — | $219,078 | — | — |
| 2022 | $212,808 | $212,808 | — | — | — |