Plan Snapshot
- Plan Sponsor: Plumbers, Pipefitters & Mechanical Equipment Service Local Union 392
- Sponsor EIN: 842587991
- Sponsor Address: 1228 CENTRAL PARKWAY, SUITE 100, CINCINNATI, OH, 45202
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 1,791
- Total Assets: $26.1M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,791 | $26.1M | $3.6M | $1.7M |
| 2023 | 1,641 | $19.2M | $3.1M | $1.4M |
| 2022 | 1,713 | $12.6M | $2.7M | $1.3M |
| 2020 | 1,511 | $5.6M | $2.5M | $755,497 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| BENESYS | Recordkeeper | $50,962 | — | $50,962 |
| CAPTRUST | Other Service Provider | $41,667 | — | $41,667 |
| AMERICAN GRAPHICS | Other Service Provider | $25,670 | — | $25,670 |
| KELLEY GALLOWAY SMITH GOOLSBY, PSC | Auditor | $18,000 | — | $18,000 |
| JOHNSON & KROL | Other Service Provider | $8,492 | — | $8,492 |
| PNC BANK, NATIONAL ASSOCIATION | Other Service Provider | $6,119 | — | $6,119 |
| BRIDGEWAY BENEFIT TECHNOLOGIES | Other Service Provider | $5,995 | — | $5,995 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- KELLEY GALLOWAY SMITH GOOLSBY, PSC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $156,905
- Estimated Expense Ratio: 0.602% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $215,231 | — | — | — | — |
| 2023 | $236,660 | — | — | — | — |
| 2022 | $240,004 | — | — | — | — |
| 2020 | $154,048 | — | — | — | — |