Plan Snapshot
- Plan Sponsor: Plumbers, Pipefitters & Mechanical Equipment Service Local Union 392
- Sponsor EIN: 310727369
- Sponsor Address: 1228 CENTRAL PARKWAY, CINCINNATI, OH, 45202
- Plan Type: 401(k)
- Plan Number: 501
- Total Participants: 1,914
- Total Assets: $8.7M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,914 | $8.7M | $1.7M | $0 |
| 2023 | 1,898 | $8.1M | $1.3M | $0 |
| 2022 | 1,788 | $8.3M | $1.3M | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PLUMBERS, PIPE FITTERS AND MECHANIC | Other Service Provider | $166,403 | — | $166,403 |
| STRATEGIC CAPITAL INV ADVISOR | Other Service Provider | $25,211 | — | $25,211 |
| KELLEY GALLOWAY SMITH GOOLSBY, PSC | Auditor | $25,000 | — | $25,000 |
| BRIDGEWAY | Other Service Provider | $24,342 | — | $24,342 |
| JOHNSON & KROL | Other Service Provider | $21,970 | — | $21,970 |
| CUNI, RUST, AND STRENK | Other Service Provider | $14,250 | — | $14,250 |
| NATIONAL INVESTMENT SERVICES | Other Service Provider | $13,194 | — | $13,194 |
| SEGAL SELECT INSURANCE SERVICES | Other Service Provider | $10,753 | — | $10,753 |
| LEGACY PROFESSIONALS LLP | Auditor | $6,298 | — | $6,298 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- KELLEY GALLOWAY SMITH GOOLSBY, PSC — Auditor
- LEGACY PROFESSIONALS LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $307,421
- Estimated Expense Ratio: 3.545% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $338,178 | $38,286 | — | — | — |
| 2023 | $281,763 | $51,173 | — | — | — |
| 2022 | $266,363 | $39,695 | — | — | $56,630 |