Plan Snapshot
- Plan Sponsor: North American Partners In Anesthesia, LLP
- Sponsor EIN: 112923650
- Sponsor Address: 1305 WALT WHITMAN ROAD, SUITE 300, MELVILLE, NY, 11747
- Plan Type: 401(k)
- Plan Number: 002
- Total Participants: 17
- Total Assets: $1.3M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 17 | $1.3M | $2.6M | $3.3M |
| 2022 | 244 | $368.8M | $9.1M | $7.0M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UBS FINANCIAL SERVICES, INC. | Recordkeeper | $91,250 | — | $91,250 |
| PRUDENTIAL RETIREMENT INSURANCE | Other Service Provider | $27,632 | — | $27,632 |
| EMPOWER ANNUITY INSURANCE COMPANY | Other Service Provider | $14,371 | — | $14,371 |
| NIXON PEABODY | ERISA Attorney | $8,711 | — | $8,711 |
| BACHELER & COMPANY, P.C. | Other Service Provider | $8,250 | — | $8,250 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- UBS FINANCIAL SERVICES, INC. — Recordkeeper
- NIXON PEABODY — ERISA Attorney
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $150,214
- Estimated Expense Ratio: 11.950% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $20,788 | $20,788 | — | — | — |
| 2022 | $51,542 | $51,542 | — | — | — |