Plan Snapshot
- Plan Sponsor: Napa Management Services Corporation
- Sponsor EIN: 113635685
- Sponsor Address: 1305 WALT WHITMAN ROAD SUITE 300, MELVILLE, NY, 11747
- Plan Type: 401(k)
- Total Participants: 3,665
- Total Assets: $1.5B
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 3,665 | $1.5B | $35.6M | $65.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INS. CO. OF AMERICA | RECORDKEEPER | $282,884 | — | $282,884 |
| CREATIVE PLANNING HOLDCO LLC | OTHER | $156,250 | — | $156,250 |
| BACHELER AND COMPANY, P.C. | OTHER | $115,750 | — | $115,750 |
| NIXON PEABODY LLP | OTHER | $56,184 | — | $56,184 |
| ADVISED ASSETS GROUP, LLC | INVESTMENT MGMT | $12,483 | — | $12,483 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- NIXON PEABODY LLP — OTHER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $623,551
- Estimated Expense Ratio: 0.042% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $473,688 | — | — | — | — |