Plan Snapshot
- Plan Sponsor: American Anesthesiology, INC.
- Sponsor EIN: 205055482
- Sponsor Address: 68 SOUTH SERVICE ROAD SUITE 350, MELVILLE, NY, 11747
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 4,110
- Total Assets: $1.4B
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 4,110 | $1.4B | $12.2M | $49.0M |
| 2022 | 2,684 | $696.1M | $15.5M | $52.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRUDENTIAL RETIR. INS. & ANNUITY CO | Other Service Provider | $148,310 | — | $148,310 |
| EMPOWER ANNUITY INS. CO. OF AMERICA | Other Service Provider | $85,353 | — | $85,353 |
| UBS FINANCIAL SERVICES INC. | Recordkeeper | $85,000 | — | $85,000 |
| BACHELER AND COMPANY, P.C. | Other Service Provider | $27,500 | — | $27,500 |
| NIXON PEABODY | ERISA Attorney | $9,959 | — | $9,959 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- UBS FINANCIAL SERVICES INC. — Recordkeeper
- NIXON PEABODY — ERISA Attorney
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $356,122
- Estimated Expense Ratio: 0.025% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $64,897 | — | — | — | — |
| 2022 | $76,477 | $76,477 | — | — | — |