Plan Snapshot
- Plan Sponsor: Napa Management Services Corp.
- Sponsor EIN: 113635685
- Sponsor Address: 1305 WALT WHITMAN ROAD, SUITE 300, MELVILLE, NY, 11747
- Plan Type: 401(k)
- Plan Number: 002
- Total Participants: 106
- Total Assets: $717,958
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 106 | $717,958 | $12.0M | $18.9M |
| 2022 | 1,209 | $319.2M | $12.8M | $17.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRUDENTIAL RETIREMENT INSURANCE | Other Service Provider | $72,689 | — | $72,689 |
| EMPOWER ANNUITY INSURANCE COMPANY | Other Service Provider | $42,076 | — | $42,076 |
| MORNINGSTAR INVESTMENT MANAGEMENT | Recordkeeper | $15,763 | — | $15,763 |
| NIXON PEABODY | ERISA Attorney | $13,575 | — | $13,575 |
| CREATIVE PLANNING HOLDCO, LLC | Investment Advisor | $10,417 | — | $10,417 |
| BACHELER & COMPANY, P.C. | Other Service Provider | $8,250 | — | $8,250 |
| ADVISED ASSETS GROUP, LLC | Other Service Provider | $8,075 | — | $8,075 |
| UBS FINANCIAL SERVICES INC. | Recordkeeper | $6,000 | — | $6,000 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MORNINGSTAR INVESTMENT MANAGEMENT — Recordkeeper
- NIXON PEABODY — ERISA Attorney
- CREATIVE PLANNING HOLDCO, LLC — Investment Advisor
- UBS FINANCIAL SERVICES INC. — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $176,845
- Estimated Expense Ratio: 24.632% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $111,132 | $111,132 | — | — | — |
| 2022 | $116,643 | $116,643 | — | — | — |