Plan Snapshot
- Plan Sponsor: Dentons Sirote PC
- Sponsor EIN: 630649626
- Sponsor Address: 2311 HIGHLAND AVENUE SOUTH, BIRMINGHAM, AL, 35205
- Plan Type: 401(k)
- Total Participants: 142
- Total Assets: $113.7M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 142 | $113.7M | $1.9M | $1.3M |
| 2023 | 149 | $111.5M | $1.7M | $1.3M |
| 2022 | 142 | $96.2M | $1.6M | $1.1M |
| 2021 | 145 | $118.1M | $0 | $0 |
| 2020 | 167 | $115.4M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MATRIX TRUST COMPANY | Recordkeeper | $197,273 | — | $197,273 |
| MERRILL LYNCH | Investment Advisor | $72,431 | — | $72,431 |
| CHARLES SCHWAB | Investment Advisor | $39,606 | — | $39,606 |
| ROBERT W. BAIRD & CO INCORPORATED | Investment Advisor | $33,896 | — | $33,896 |
| MORGAN STANLEY SMITH BARNEY | Investment Advisor | $19,985 | — | $19,985 |
| FIDELITYINVESTMENTS | Investment Advisor | $16,667 | — | $16,667 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MATRIX TRUST COMPANY — Recordkeeper
- MERRILL LYNCH — Investment Advisor
- MORGAN STANLEY SMITH BARNEY — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $379,858
- Estimated Expense Ratio: 0.334% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $384,476 | — | — | — | — |
| 2023 | $358,855 | $358,855 | — | — | — |
| 2022 | $377,885 | $377,885 | — | — | — |
| 2021 | $388,964 | $388,964 | — | — | — |
| 2020 | $177,343 | $177,343 | — | — | — |