Plan Snapshot
- Plan Sponsor: Bradley Arant Boult Cummings LLP
- Sponsor EIN: 630243316
- Sponsor Address: ONE FEDERAL PLACE, BIRMINGHAM, AL, 35203
- Plan Type: 401(k)
- Total Participants: 1,172
- Total Assets: $694.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,172 | $694.3M | $17.5M | $16.8M |
| 2023 | 1,109 | $590.4M | $15.7M | $14.9M |
| 2022 | 1,001 | $502.3M | $14.3M | $12.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES INC | Recordkeeper | $159,324 | — | $159,324 |
| CAPFINANCIAL PARTNERS LLC | Other Service Provider | $120,803 | — | $120,803 |
| HIGHTOWER ADVISORS LLC | Other Service Provider | $60,170 | — | $60,170 |
| THOROUGHBRED FINANCIAL SERV | Other Service Provider | $52,128 | — | $52,128 |
| CAPWEALTH ADVISORS LLC | Investment Advisor | $47,015 | — | $47,015 |
| CITY NATIONAL ROCHDALE LLC | Other Service Provider | $42,557 | — | $42,557 |
| THE WELCH GROUP LLC | Other Service Provider | $38,812 | — | $38,812 |
| WOODMONT INVESTMENT COUNSEL LL | Other Service Provider | $38,251 | — | $38,251 |
| SAVANT CAPITAL LLC | Investment Advisor | $26,617 | — | $26,617 |
| PATTEN AND PATTEN INC | Other Service Provider | $20,489 | — | $20,489 |
| NORTH POINT PORTFOLIO MANAGERS | Other Service Provider | $18,358 | — | $18,358 |
| LBMC INVESTMENT ADVISORS LLC | Other Service Provider | $16,732 | — | $16,732 |
| NBC SECURITIES INC | Other Service Provider | $16,308 | — | $16,308 |
| CHARLES SCHWAB & CO., INC. | Recordkeeper | $12,600 | — | $12,600 |
| WAVERLY ADVISORS LLC | Other Service Provider | $12,092 | — | $12,092 |
| SHAYNE & JACOBS LLC | Other Service Provider | $11,973 | — | $11,973 |
| EUDAIMONIA ADVISORS LLC | Other Service Provider | $11,690 | — | $11,690 |
| BUCKINGHAM STRATEGIC PARTNERS | Other Service Provider | $8,806 | — | $8,806 |
| BLACK PINCKARD LLC | Auditor | $8,750 | — | $8,750 |
| KINGSWOOD WEALTH ADVISORS LLC | Other Service Provider | $5,213 | — | $5,213 |
| RFG ADVISORY LLC | Other Service Provider | $5,210 | — | $5,210 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SCHWAB RETIREMENT PLAN SERVICES INC — Recordkeeper
- CAPWEALTH ADVISORS LLC — Investment Advisor
- SAVANT CAPITAL LLC — Investment Advisor
- CHARLES SCHWAB & CO., INC. — Recordkeeper
- BLACK PINCKARD LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $733,898
- Estimated Expense Ratio: 0.106% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $615,216 | $500,592 | $8,750 | — | — |
| 2023 | $608,898 | $498,354 | $17,000 | — | — |
| 2022 | $612,975 | $490,657 | — | — | $17,000 |