Browse 14+ providers in this category.
Featured Providers
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Altura Financial Advisors - Santa Clara, CA
Retirement Plan Advisor
<p>Founded in 2005, Altura Financial Advisors runs a small, four-person team that works with employers on retirement plan setup and day-to-day support... -
Bellwether Investment Group, LLC - Chattanooga, TN
Retirement Plan Advisor
<p>Known for 3(21) fiduciary support for retirement plans, Bellwether Investment Group, LLC also operates under the Bellwether name and brings that sa... -
Cannon Capital Management, Inc. - Cottonwood Heights, UT
Retirement Plan Advisor
<p>Family-owned and run by an 8-person team, Cannon Capital Management, Inc. has advised clients from Cottonwood Heights in the Salt Lake City metro s... -
CUI Wealth Management - Midvale, UT
Retirement Plan Advisor
<p>From its office in Midvale in the Salt Lake City metro, CUI Wealth Management works with employers on retirement plan design and ongoing plan guida... -
Davis Financial Planning - West Haven, UT
Retirement Plan Advisor
<p>From its headquarters in West Haven in the Ogden–Clearfield area of northern Utah, Davis Financial Planning works as a <a href="/plan-advisors">pla... -
DGPG Investments, LLC - Sandy, UT
Retirement Plan Advisor
<p>Known for its work with alternative investments like securitized real estate, private equity, and private credit, DFPG Investments, LLC is an indep... -
Gbs Retire - South Salt Lake, UT
Retirement Plan Advisor
<p>From its South Salt Lake headquarters in the Salt Lake City metro, GBS Retire advises organizations on retirement plans and workplace benefits, wit... -
Graystone Consulting Of Morgan Stanley Smith Barney LLC - New York, NY
Retirement Plan Advisor
<p>Founded in 1989, Graystone Consulting is Morgan Stanley Smith Barney LLC’s institutional consulting group for organizations that want investment ov... -
Investment Management Consultants - Salt Lake City, UT
Retirement Plan Advisor
<p>From its Salt Lake City headquarters along the Wasatch Front, Investment Management Consultants (IMC) is a Registered Investment Advisor that works... -
Morgan Stanley - New York, NY
Retirement Plan Advisor
<p>From its New York City headquarters in Manhattan, Morgan Stanley runs a national advisory business that supports workplace retirement plans alongsi... -
Nilsine Partners, LLC - Greenwood Village, CO
Retirement Plan Advisor
<p>Founded in 2021 by partners from Merrill Lynch, Nilsine Partners, LLC is an independent, owner-operated registered investment advisor with headquar... -
Soltis Investment Advisors - St George, UT
Retirement Plan Advisor
Soltis Investment Advisors supports both individual wealth management and institutional retirement plan services. The firm designs financial strategie... -
Symmetry Partners - Glastonbury, CT
Retirement Plan Advisor
<p>Built around evidence-based investing and model portfolios, Symmetry Partners supports financial advisors and retirement plan sponsors with investm... -
Trajan Wealth - Scottsdale, AZ
Retirement Plan Advisor
<p>Founded in 2010 by a U.S. Marine Corps veteran, Trajan Wealth is a registered investment advisor with $2.0B in AUM (2026) and 85 employees. Headqua...
Partnering with a Qualified 401k Plan Advisor in Utah
For businesses operating in the Beehive State, offering a robust retirement benefit is essential for attracting and retaining top-tier talent. However, managing a retirement plan involves significant regulatory oversight and legal responsibility. Selecting a specialized 401k plan advisor in Utah is a critical step in ensuring your plan remains compliant with the Employee Retirement Income Security Act (ERISA) while helping your employees achieve their long-term financial goals.
Understanding Fiduciary Roles: 3(21) vs. 3(38) Support
One of the most important decisions a plan sponsor can make is determining the level of fiduciary protection they require. Professional advisors typically offer two distinct levels of investment oversight:
3(21) Fiduciary Investment Advisor
A 3(21) advisor acts as a co-fiduciary who provides recommendations to the plan sponsor. While the advisor offers expert guidance on investment selection and monitoring, the plan sponsor retains the final decision-making authority and shares the associated legal liability.
3(38) Investment Manager
By hiring a 3(38) Investment Manager, a plan sponsor delegates full discretionary authority for investment decisions to the advisor. This arrangement provides the highest level of liability shift available, as the 3(38) advisor assumes full responsibility for selecting, monitoring, and replacing plan investments.
What to Look for in a Utah Retirement Plan Advisor
When evaluating potential partners for your company's retirement plan, consider the following criteria to ensure a high standard of service:
- Investment Policy Statement (IPS) Oversight: Does the advisor help create and maintain a formal IPS to guide investment decisions?
- Fee Transparency: Look for advisors who provide a clear breakdown of administrative, recordkeeping, and investment management fees.
- Employee Education: A quality advisor should provide on-site or virtual enrollment meetings and financial wellness resources for your Utah-based workforce.
- Local Expertise: Choosing a 401k plan advisor in Utah ensures they understand the local economic landscape and can provide personalized, face-to-face service for your HR team.
Plan Types We Support
Our network of professionals assists plan sponsors with various retirement vehicles, including:
Related Services
Ensure your plan is fully compliant and protected by connecting with these specialized service providers: