Plan Snapshot
- Plan Sponsor: Treves Cta
- Sponsor EIN: 134041106
- Sponsor Address: P.O. BOX 448, CORBIN, KY, 407020448
- Plan Type: DB
- Total Participants: 52
- Total Assets: $5.3M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 52 | $5.3M | $305,512 | $0 |
| 2023 | 59 | $5.0M | $427,016 | $0 |
| 2022 | 59 | $4.5M | $21,800 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| USI CONSULTING GROUP | Other Service Provider | $31,780 | — | $31,780 |
| DAVID SMITH | Custodian / Trustee | $21,000 | — | $21,000 |
| JOHN HANCOCK LIFE INSURANCE CO | Recordkeeper | $7,185 | — | $7,185 |
| UBS FINANCIAL SERVICES, INC. | Investment Advisor | $5,001 | — | $5,001 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- JOHN HANCOCK LIFE INSURANCE CO — Recordkeeper
- UBS FINANCIAL SERVICES, INC. — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $64,966
- Estimated Expense Ratio: 1.218% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $64,966 | $5,001 | $7,185 | — | — |
| 2023 | $260,739 | $4,604 | $6,825 | — | — |
| 2022 | $61,214 | $4,867 | $7,370 | — | $48,977 |