Plan Snapshot
- Plan Sponsor: Sharp Rees-Stealy Medical Group, INC.
- Sponsor EIN: 330106028
- Sponsor Address: 5651 COPLEY DRIVE, SUITE A, SAN DIEGO, CA, 92111
- Plan Type: 401(k)
- Plan Number: 004
- Total Participants: 705
- Total Assets: $101.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2022 | 705 | $101.3M | $337,078 | $6.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CHARLES SCHWAB | Recordkeeper | $70,661 | — | $70,661 |
| TD AMERITRADE | Other Service Provider | $56,077 | — | $56,077 |
| FIDELITY INVESTMENTS | Other Service Provider | $43,470 | — | $43,470 |
| AMERIPRISE FINANCIAL | Investment Advisor | $29,628 | — | $29,628 |
| WELLS FARGO ADVISORS | Other Service Provider | $27,991 | — | $27,991 |
| UBS | Recordkeeper | $21,113 | — | $21,113 |
| LPL FINANCIAL | Recordkeeper | $18,900 | — | $18,900 |
| MORGAN STANLEY | Recordkeeper | $15,912 | — | $15,912 |
| STIFEL | Investment Advisor | $12,952 | — | $12,952 |
| NORTHWESTERN MUTUAL | Investment Advisor | $10,283 | — | $10,283 |
| ASSETMARK TRUST COMPANY | Other Service Provider | $9,945 | — | $9,945 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CHARLES SCHWAB — Recordkeeper
- AMERIPRISE FINANCIAL — Investment Advisor
- UBS — Recordkeeper
- LPL FINANCIAL — Recordkeeper
- MORGAN STANLEY — Recordkeeper
- STIFEL — Investment Advisor
- NORTHWESTERN MUTUAL — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $316,932
- Estimated Expense Ratio: 0.313% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2022 | $357,608 | $346,427 | $1,672 | — | — |