Stifel, Nicolaus & Company, Incorporated

About Stifel, Nicolaus & Company, Incorporated

<p>Founded in 1890, Stifel, Nicolaus &amp; Company, Incorporated is a registered investment advisor with roots in St. Louis and a long track record in the securities business. The firm is headquartered in St. Louis and works with clients across the St. Louis metro and nationwide through offices in New York, Baltimore, San Francisco, Morristown, and Memphis, plus international locations in Paris and Frankfurt.</p> <p>Stifel has about 9,000 employees and reports $552.0B in AUM (2026). Its platform spans wealth management, investment banking, equities, fixed income, and public finance, which can be useful for organizations that want retirement plan support alongside broader corporate or personal financial needs.</p> <p>For retirement plans, Stifel can take on fiduciary responsibilities as a 3(21) co-fiduciary advisor or as a 3(38) investment manager, making it a fit for sponsors looking to delegate investment selection and monitoring to a defined role. The firm is a member of the NYSE and FINRA.</p> <p>One practical differentiator is its Stifel Wealth Tracker portal, which provides a consolidated view of accounts, research, and planning tools in one place.</p> <ul> <li>Retirement plan fiduciary services: 3(21) and 3(38)</li> <li>Wealth management and advisory support</li> <li>Investment banking and capital markets services</li> <li>Equities and fixed income capabilities</li> <li>Client portal: Stifel Wealth Tracker</li> </ul>

Website: https://www.stifel.com/

Founded: 1890

Employees: 9000