Ameriprise Financial Services, LLC

Retirement Plan Advisor

Minneapolis, MN

About Ameriprise Financial Services, LLC

<p>Founded in 1894 as Investors Syndicate, Ameriprise Financial Services, LLC has grown into a national advisory firm with a large advisor network and a broker-dealer platform. Headquartered in Minneapolis–Saint Paul, it works with clients across major U.S. metros through offices in New Windsor (Hudson Valley), New York City, Charlotte, San Antonio, Las Vegas, Scottsdale (Phoenix area), Troy (Detroit area), and Washington, DC.</p> <p>Ameriprise reports $1.7 trillion in assets under management, administration, and advisement (2026) and employs about 12,000 people. The firm provides financial planning and investment management, along with access to investment, banking, and insurance products.</p> <p>For employers, Ameriprise offers <a href="/retirement-plans">retirement plan providers</a> services, including 3(21) fiduciary support. Advisors help plan sponsors and participants with retirement planning, investment guidance, and coordination around tax and estate considerations as part of an overall financial plan.</p> <p>What sets Ameriprise apart is its combination of long operating history and a broad, multi-office footprint that can support clients locally while using centralized resources.</p> <ul> <li>Founded: 1894 (as Investors Syndicate)</li> <li>Employees: 12,000</li> <li>Headquarters: Minneapolis, Minnesota</li> <li>Retirement plan service: 3(21) fiduciary advisor</li> <li>Reported AUM: $1.7T (2026)</li> </ul>

Website: https://www.ameriprise.com/

Founded: 1894

Employees: 12000

Office Locations

  • Minneapolis, MN (Headquarters)
  • Las Vegas, NV
  • New York, NY
  • New Windsor, NY
  • Charlotte, NC
  • San Antonio, TX
  • Scottsdale, AZ
  • Troy, MI
  • Washington, DC
  • Minneapolis, MN

Services Offered

  • 3(21) Investment Advisor

Client Statistics (2026)

  • Total Clients: 0
  • Total AUM: $1700.0B

Plans Serviced (2024)

Largest plans where this firm is listed as a service provider (Schedule C) or IQPA (Schedule H) on the most recent filings (From Form 5500).

PlanSponsorAssetsParticipants
CVS HEALTH FUTURE FUND 401(K) PLAN CVS HEALTH CORPORATION, RI $30.1B 313,966
DESERET MUTUAL MASTER RETIREMENT PLAN DESERET MUTUAL BENEFIT ADMINISTRATORS, UT $7.0B 9,784
PENSION PLAN OF THE CHUBB CORPORATION CHUBB INA HOLDINGS INC., PA $3.7B 2,785
PINNACLE WEST CAPITAL CORPORATION RETIREMENT PLAN PINNACLE WEST CAPITAL CORPORATION, AZ $3.1B 6,307
PRINCIPAL EASE 401(K) PLAN PRINCIPAL LIFE INSURANCE COMPANY, IA $651M 161,040
401(k) Retirement Plan Healthcare Sponsor, OH $650M 2,619
401(k) Retirement Plan Manufacturing Sponsor, OH $529M 1,232
401(k) Retirement Plan Professional Services Sponsor, NJ $465M 47,479
401(k) Retirement Plan Technology Sponsor, AZ $364M 4,335

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