Plan Snapshot
- Plan Sponsor: Rombauer Vineyards, INC.
- Sponsor EIN: 680284450
- Sponsor Address: 3522 SILVERADO TRAIL NORTH, ST HELENA, CA, 94574
- Plan Type: 401(k)
- Total Participants: 0
- Total Assets: $0
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 0 | $0 | $365,087 | $823,479 |
| 2022 | 119 | $9.9M | $889,643 | $836,136 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES INC | ADVISOR | $32,759 | — | $32,759 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $20,221 | — | $20,221 |
| METZ & ASSOCIATES, PLLC | Auditor | $17,500 | — | $17,500 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $5,147 | — | $5,147 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- METZ & ASSOCIATES, PLLC — Auditor
- STRATEGIC ADVISORS, INC. — ADVISOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $75,627
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $76,498 | $38,144 | — | $17,500 | — |
| 2022 | $58,127 | $5,147 | — | — | — |