Plan Snapshot
- Plan Sponsor: Opus One Winery, LLC
- Sponsor EIN: 680235610
- Sponsor Address: 7900 ST. HELENA HIGHWAY PO BOX 6, OAKVILLE, CA, 94562
- Plan Type: 401(k)
- Total Participants: 120
- Total Assets: $25.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 120 | $25.3M | $791,639 | $1.3M |
| 2023 | 109 | $21.9M | $773,399 | $1.1M |
| 2022 | 112 | $19.8M | $676,297 | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $55,444 | — | $55,444 |
| NEWFRONT RETIREMENT SERVICES, INC. | INVESTMENT ADVISOR | $47,748 | — | $47,748 |
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORDKEEPER | $6,896 | — | $6,896 |
| BAKER TILLY US, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BAKER TILLY US, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $110,088
- Estimated Expense Ratio: 0.436% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $110,088 | $103,192 | — | — | — |
| 2023 | $102,108 | $100,042 | — | — | — |
| 2022 | $117,832 | — | $117,832 | — | — |