Plan Snapshot
- Plan Sponsor: Paul Hobbs Winery, LP
- Sponsor EIN: 680251767
- Sponsor Address: 3355 GRAVENSTEIN HIGHWAY NORTH, SEBASTOPOL, CA, 95472
- Plan Type: 401(k)
- Total Participants: 130
- Total Assets: $7.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 130 | $7.8M | $316,396 | $610,239 |
| 2023 | 89 | $6.7M | $531,447 | $581,014 |
| 2022 | 66 | $5.7M | $126,613 | $495,143 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| OSAIC WEALTH INC | INVESTMENT ADVISOR | $21,298 | — | $21,298 |
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORDKEEPER | $15,668 | — | $15,668 |
| METZ CPA, PLLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- METZ CPA, PLLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $36,966
- Estimated Expense Ratio: 0.476% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $44,123 | $28,455 | — | — | — |
| 2023 | $35,863 | $22,637 | — | — | — |
| 2022 | $37,872 | $22,478 | $15,394 | — | — |