Plan Snapshot
- Plan Sponsor: The Hess Collection Winery
- Sponsor EIN: 680071196
- Sponsor Address: 4411 REDWOOD ROAD, NAPA, CA, 94558
- Plan Type: 401(k)
- Total Participants: 129
- Total Assets: $22.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 129 | $22.7M | $538,994 | $953,711 |
| 2023 | 125 | $20.9M | $620,052 | $966,457 |
| 2022 | 123 | $18.7M | $600,170 | $968,922 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $26,186 | — | $26,186 |
| CONCURRENT INVESTMENT ADVISORS LLC | INVESTMENT ADVISOR | $20,000 | — | $20,000 |
| PENSION ASSURANCE LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PENSION ASSURANCE LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $46,186
- Estimated Expense Ratio: 0.204% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $46,186 | $20,000 | — | — | — |
| 2023 | $37,863 | $16,648 | — | — | — |
| 2022 | $91,447 | $67,019 | $11,096 | — | $12,300 |