Plan Snapshot
- Plan Sponsor: Orthopedicsny, LLP
- Sponsor EIN: 141777794
- Sponsor Address: 121 EVERETT ROAD, ALBANY, NY, 12205
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 543
- Total Assets: $65.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2023 | 543 | $65.7M | $2.8M | $2.8M |
| 2022 | 550 | $54.7M | $2.8M | $2.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ASCENSUS | Recordkeeper | $58,865 | $212 | $59,077 |
| GLOBAL RETIREMENT PARTNERS | Investment Advisor | $45,000 | — | $45,000 |
| PINNACLE PLAN DESIGN, LLC | Recordkeeper | $21,982 | — | $21,982 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- GLOBAL RETIREMENT PARTNERS — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $126,059
- Estimated Expense Ratio: 0.192% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2023 | $103,970 | $49,047 | $14,017 | — | — |
| 2022 | $133,776 | — | $45,000 | — | $88,776 |