Plan Snapshot
- Plan Sponsor: Neurological Surgery, P.C.
- Sponsor EIN: 112370723
- Sponsor Address: 100 MERRICK ROAD, SUITE 128W, ROCKVILLE CENTRE, NY, 11570
- Plan Type: 401(k)
- Total Participants: 74
- Total Assets: $27.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 74 | $27.1M | $910,723 | $694,555 |
| 2023 | 74 | $24.2M | $358,655 | $739,898 |
| 2022 | 93 | $22.6M | $410,611 | $892,258 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| AXA ADVISORS, LLC | NONE | $61,547 | — | $61,547 |
| GLOBAL RETIREMENT PARTNERS, LLC | NONE | $15,462 | — | $15,462 |
| THE VANGUARD GROUP, INC. | NONE | $10,144 | — | $10,144 |
| NAWROCKI SMITH LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- GLOBAL RETIREMENT PARTNERS, LLC — NONE
- THE VANGUARD GROUP, INC. — NONE
- NAWROCKI SMITH LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $87,153
- Estimated Expense Ratio: 0.322% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $90,388 | $78,949 | $10,144 | — | — |
| 2023 | $69,867 | $54,412 | $15,455 | — | — |
| 2022 | $74,388 | $57,845 | $16,543 | — | — |