Plan Snapshot
- Plan Sponsor: Lazard Asset Management LLC
- Sponsor EIN: 453626181
- Sponsor Address: 2323 GRAND BLVD. 5TH FLOOR, KANSAS CITY, MO, 64108
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $174.8M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $174.8M | $0 | $0 |
| 2023 | 0 | $253.8M | $0 | $0 |
| 2022 | 0 | $240.2M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| STATE STREET BANK AND TRUST COMPANY | Custodian / Trustee | $198,538 | — | $198,538 |
| DELOITTE TAX LLP | Other Service Provider | $59,339 | — | $59,339 |
| MERRILL LYNCH,PIERCE, FENNER & SMIT | Other Service Provider | — | $59,015 | $59,015 |
| DELOITTE AND TOUCHE LLP | Auditor | $48,338 | — | $48,338 |
| UBS | Other Service Provider | — | $41,140 | $41,140 |
| JP MORGAN CHASE SECURITIES | Other Service Provider | — | $30,470 | $30,470 |
| GOLDMAN SACHS & CO. | Investment Advisor | — | $28,693 | $28,693 |
| CITIGROUP GLOBAL MARKETS INC. | Other Service Provider | — | $26,773 | $26,773 |
| CREDIT LYONNAIS SECURITIES | Other Service Provider | — | $24,547 | $24,547 |
| MORGAN STANLEY & CO., INC. | Investment Advisor | — | $12,971 | $12,971 |
| MACQUARIE SECURITIES LIMITED | Other Service Provider | — | $12,228 | $12,228 |
| HSBC BANK PLC | Other Service Provider | — | $7,923 | $7,923 |
| BANCO PACTUAL S.A. | Other Service Provider | — | $7,166 | $7,166 |
| JEFFERIES LLC | Other Service Provider | — | $6,825 | $6,825 |
| KB SECURITIES CO., LTD. | Other Service Provider | — | $6,382 | $6,382 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- DELOITTE AND TOUCHE LLP — Auditor
- GOLDMAN SACHS & CO. — Investment Advisor
- MORGAN STANLEY & CO., INC. — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $570,348
- Estimated Expense Ratio: 0.326% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $306,678 | — | — | $48,338 | — |
| 2023 | $345,755 | — | — | $52,551 | — |
| 2022 | $25,140 | — | — | — | $88,802 |