Plan Snapshot
- Plan Sponsor: Aberdeen Asset Management
- Sponsor EIN: 367180580
- Sponsor Address: 2323 GRAND BLVD. 5TH FLOOR, KANSAS CITY, MO, 64108
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 0
- Total Assets: $1.6B
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 0 | $1.6B | $0 | $0 |
| 2023 | 0 | $2.6B | $0 | $0 |
| 2022 | 0 | $2.9B | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| JP MORGAN SECURITIES INC | Recordkeeper | — | $286,439 | $286,439 |
| GOLDMAN SACHS + CO | Investment Advisor | — | $194,216 | $194,216 |
| CITIGROUP GLOBAL MARKETS INC. | Other Service Provider | — | $139,260 | $139,260 |
| CHINA INTERNATIONAL CAPITAL CO | Other Service Provider | — | $131,089 | $131,089 |
| UBS AG | Other Service Provider | — | $112,333 | $112,333 |
| CREDIT LYONNAIS SECURITIES | Other Service Provider | — | $97,431 | $97,431 |
| BANK OF AMERICA | Other Service Provider | — | $96,924 | $96,924 |
| HSBC SECURITIES (USA) INC. | Other Service Provider | — | $74,468 | $74,468 |
| MORGAN STANLEY CO INCORPORATED | Recordkeeper | — | $66,077 | $66,077 |
| MACQUARIE SECURITIES LIMITED | Other Service Provider | — | $58,579 | $58,579 |
| BANCO PACTUAL S.A. | Other Service Provider | — | $42,301 | $42,301 |
| JEFFERIES + COMPANY | Other Service Provider | — | $33,768 | $33,768 |
| IIFL SECURITIES LIMITED | Other Service Provider | — | $25,358 | $25,358 |
| INSTINET | Other Service Provider | — | $16,423 | $16,423 |
| BANK OF NOVA SCOTIA - SCUSA | Other Service Provider | — | $14,633 | $14,633 |
| CITIBANK, NA | Other Service Provider | — | $12,902 | $12,902 |
| LIQUIDNET ASIA LIMITED | Other Service Provider | — | $12,060 | $12,060 |
| BNP PARIBAS | Other Service Provider | — | $10,315 | $10,315 |
| KOTAK SECURITIES LTD | Other Service Provider | — | $10,082 | $10,082 |
| BANCO SANTANDER SA | Other Service Provider | — | $9,496 | $9,496 |
| PERSHING SECURITIES LTD | Other Service Provider | — | $7,886 | $7,886 |
| BARCLAYS CAPITAL INC | Other Service Provider | — | $7,726 | $7,726 |
| KB SECURITIES CO., LTD. | Other Service Provider | — | $7,263 | $7,263 |
| KOREA INVESTMENT AND SECURITIES CO. | Other Service Provider | — | $7,133 | $7,133 |
| VIRTU ITG EUROPE LIMITED | Other Service Provider | — | $6,353 | $6,353 |
| COWEN AND COMPANY, LLC | Other Service Provider | — | $5,656 | $5,656 |
| NOMURA SECURITIES INTERNATIONAL | Other Service Provider | — | $5,349 | $5,349 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- JP MORGAN SECURITIES INC — Recordkeeper
- GOLDMAN SACHS + CO — Investment Advisor
- MORGAN STANLEY CO INCORPORATED — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $1,491,520
- Estimated Expense Ratio: 0.092% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | — | — | — | — | — |
| 2023 | — | — | — | — | — |
| 2022 | — | — | — | — | — |