Plan Snapshot
- Plan Sponsor: Heineken Usa, INC.
- Sponsor EIN: 131539933
- Sponsor Address: 360 HAMILTON AVENUE, SUITE 1103, WHITE PLAINS, NY, 106011108
- Plan Type: 401(k)
- Total Participants: 436
- Total Assets: $208.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 436 | $208.8M | $3.1M | $6.7M |
| 2023 | 438 | $180.9M | $2.9M | $6.4M |
| 2022 | 434 | $142.9M | $2.4M | $5.9M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAPTRUST | CONSULTANT | $29,375 | — | $29,375 |
| PKF O'CONNOR DAVIES, LLP | ACCOUNTANT/AUDITOR | $17,500 | — | $17,500 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- CAPTRUST — CONSULTANT
- PKF O'CONNOR DAVIES, LLP — ACCOUNTANT/AUDITOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $46,875
- Estimated Expense Ratio: 0.022% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | -$126,880 | — | — | $17,500 | — |
| 2023 | -$100,962 | — | — | — | — |
| 2022 | -$170,528 | — | — | — | — |