Plan Snapshot
- Plan Sponsor: Southern Glazer'S Wine & Spirits Of New York, LLC
- Sponsor EIN: 650879542
- Sponsor Address: 345 UNDERHILL BOULEVARD, SYOSSET, NY, 11791
- Plan Type: DC
- Total Participants: 355
- Total Assets: $72.6M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 355 | $72.6M | $0 | $4.6M |
| 2023 | 400 | $62.6M | $0 | $4.4M |
| 2022 | 385 | $50.1M | $0 | $4.1M |
| 2020 | 377 | $47.1M | $0 | $0 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES INC | NONE | $22,605 | — | $22,605 |
| CAPFINANCIAL PARTNERS LLC | NONE | $15,000 | — | $15,000 |
| GRANT THORNTON, LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- SCHWAB RETIREMENT PLAN SERVICES INC — NONE
- GRANT THORNTON, LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $37,605
- Estimated Expense Ratio: 0.052% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $37,530 | $22,947 | — | — | — |
| 2023 | $28,648 | $13,443 | — | — | — |
| 2022 | $28,826 | $10,000 | — | — | — |
| 2020 | $21,510 | $5,000 | — | — | — |