Plan Snapshot
- Plan Sponsor: The Board Of Trustees Of The Ufcw Local 1-D 401k
- Sponsor EIN: 822171406
- Sponsor Address: 8402 18TH AVENUE, BROOKLYN, NY, 11214
- Plan Type: DC
- Total Participants: 316
- Total Assets: $16.5M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 316 | $16.5M | $528,615 | $1.3M |
| 2023 | 319 | $14.5M | $437,550 | $1.4M |
| 2022 | 313 | $12.1M | $446,820 | $1.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS, | RECORDKEPPER | $77,389 | — | $77,389 |
| LONG ISLAND EMPLOYEE BENEFITS GROUP | RECORDKEEPER | $36,219 | — | $36,219 |
| CETERA ADVISOR NETWORKS LLC | BROKER | — | $27,989 | $27,989 |
| ZAZZALI FAGELLA NOWAK K&F | LEGAL | $13,500 | — | $13,500 |
| KP LYNCH CPA PC | AUDIT | $8,568 | — | $8,568 |
| ROBERT P BRADY AGENCY INC | OTHER | $6,745 | — | $6,745 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TRANSAMERICA RETIREMENT SOLUTIONS, — RECORDKEPPER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $170,410
- Estimated Expense Ratio: 1.032% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $139,928 | — | $36,219 | $10,575 | — |
| 2023 | $127,990 | — | $34,920 | $8,624 | — |
| 2022 | $118,385 | — | $33,761 | — | $16,800 |