Plan Snapshot
- Plan Sponsor: Ent And Allergy Associates, LLP
- Sponsor EIN: 134000192
- Sponsor Address: 660 WHITE PLAINS ROAD STE 400, TARRYTOWN, NY, 105915107
- Plan Type: 401(k)
- Total Participants: 871
- Total Assets: $239.9M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 871 | $239.9M | $6.8M | $8.8M |
| 2023 | 847 | $209.8M | $6.1M | $7.8M |
| 2022 | 847 | $177.7M | $5.4M | $6.8M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRIVATE ADVISOR GROUP LLC | Investment Advisor | $139,790 | $210 | $140,000 |
| PRINCIPAL LIFE INSURANCE COMPANY | Recordkeeper | $80,976 | — | $80,976 |
| THE BENEFIT PRACTICE | Other Service Provider | — | $21,502 | $21,502 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $242,478
- Estimated Expense Ratio: 0.101% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $150,178 | $69,790 | $80,388 | — | — |
| 2023 | $137,901 | $63,487 | $74,414 | — | — |
| 2022 | $104,979 | — | $104,979 | — | — |