Plan Snapshot
- Plan Sponsor: Board Of Trustees Of Smart Local Union No. 36 401(K) Plan
- Sponsor EIN: 431758027
- Sponsor Address: 2319 CHOUTEAU AVE, SAINT LOUIS, MO, 63103
- Plan Type: DC
- Total Participants: 3,838
- Total Assets: $214.0M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 3,838 | $214.0M | $2.4M | $6.7M |
| 2023 | 2,926 | $200.4M | $2.4M | $6.5M |
| 2022 | 3,081 | $180.1M | $2.1M | $6.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | NONE | $106,395 | — | $106,395 |
| LEGACY PROFESSIONALS LLP | NONE | $57,860 | — | $57,860 |
| BREANNA FITZHENRY | EMPLOYEE | $43,434 | — | $43,434 |
| CATHERINE DOBRYNSKI | EMPLOYEE | $26,492 | — | $26,492 |
| MARQUETTE ASSOCIATES | NONE | $25,000 | — | $25,000 |
| SCHUCHAT, COOK & WERNER | NONE | $24,071 | — | $24,071 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- LEGACY PROFESSIONALS LLP — NONE
- SCHUCHAT, COOK & WERNER — NONE
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $283,252
- Estimated Expense Ratio: 0.132% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $415,081 | $25,000 | $106,395 | $27,032 | — |
| 2023 | $399,567 | $25,000 | $101,219 | $25,530 | — |
| 2022 | $432,697 | $25,000 | $201,839 | — | $53,992 |