Top Retirement Plan Auditors

Connect with top-tier retirement plan auditors to secure your company’s compliance. Access elite specialists, streamline your annual reporting, and protect your fiduciary standing with the industry’s premier provider directory today.

Browse 936 providers in this category.

Provider ranking

  1. Bert Smith & Co.

    Employee Benefit Plan Auditor

    Washington, DC

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 5 plans audited • $48M under management

    View Profile

  2. Bomberg Hanson & Associates

    Employee Benefit Plan Auditor

    Minneapolis, MN

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 5 plans audited • $94M under management

    Company: Est. 2003

    View Profile

  3. Bountiful Peak Advisors

    Employee Benefit Plan Auditor

    Bountiful, UT

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 5 plans audited • $43M under management

    View Profile

  4. Callero & Callero LLP

    Employee Benefit Plan Auditor

    Niles, IL

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 5 plans audited • $140M under management

    Company: Est. 1960

    View Profile

  5. Doehring, Winders & Co. LLP

    Employee Benefit Plan Auditor

    Mattoon, IL

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 5 plans audited • $140M under management

    Company: Est. 1995

    View Profile

  6. Dowell Group, LLP

    Employee Benefit Plan Auditor

    Palatine, IL

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 5 plans audited • $202M under management

    Company: Est. 1992

    View Profile

  7. Duggan, Joiner & Company

    Employee Benefit Plan Auditor

    Ocala, FL

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 5 plans audited • $60M under management

    Company: Est. 2003

    View Profile

  8. Engelson and Associates, Ltd.

    Employee Benefit Plan Auditor

    La Crosse, WI

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 5 plans audited • $43M under management

    Company: Est. 2003

    View Profile

  9. Eric J. Fernandez & Co.

    Employee Benefit Plan Auditor

    West Dundee, IL

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 5 plans audited • $902M under management

    Company: Est. 2003

    View Profile

  10. Flaherty Salmin LLP

    Employee Benefit Plan Auditor

    Rochester, NY

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 5 plans audited • $78M under management

    Company: Est. 1958

    View Profile

  11. Forrestall CPAS, LLC

    Employee Benefit Plan Auditor

    Buford, GA

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 5 plans audited • $79M under management

    Company: Est. 1978

    View Profile

  12. Gary McGee & Co. LLP

    Employee Benefit Plan Auditor

    Portland, OR

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 5 plans audited • $63M under management

    Company: Est. 1992

    View Profile

  13. GellerRagans

    Employee Benefit Plan Auditor

    Orlando, FL

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 5 plans audited • $56M under management

    Company: Est. 1947

    View Profile

  14. Groen, Kluka & Company, P.C.

    Employee Benefit Plan Auditor

    Troy, MI

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 5 plans audited • $1.8B under management

    Company: Est. 1991

    View Profile

  15. Howard, Moore & McDuffie, P.C.

    Employee Benefit Plan Auditor

    Macon, GA

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 5 plans audited • $97M under management

    Company: Est. 1982

    View Profile

  16. Laufer LLP

    Employee Benefit Plan Auditor

    Babylon, NY

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 5 plans audited • $32M under management

    Company: Est. 1952 • 32 employees

    View Profile

  17. Lauren Corey Consulting, LLC

    Employee Benefit Plan Auditor

    Portland, ME

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 5 plans audited • $179M under management

    Company: Est. 2015

    View Profile

  18. Lawrence F. Tornetta LLC

    Employee Benefit Plan Auditor

    Plymouth Meeting, PA

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 5 plans audited • $169M under management

    Company: Est. 1951 • 10 employees

    View Profile

  19. Lear & Pannepacker, LLP

    Employee Benefit Plan Auditor

    Princeton, NJ

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 5 plans audited • $125M under management

    Company: Est. 1984

    View Profile

  20. Ludwick, Montgomery & Stapp P.C.

    Employee Benefit Plan Auditor

    Temple, TX

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 5 plans audited • $33M under management

    Company: Est. 1973

    View Profile

  21. Mah & Associates, LLP

    Employee Benefit Plan Auditor

    San Francisco, CA

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 5 plans audited • $9.9B under management

    Company: Est. 2012

    View Profile

  22. Malcolm M. Dienes, LLC

    Employee Benefit Plan Auditor

    Metairie, LA

    Credentials: Plan Audit Quality Center (EBPAQC) • AICPA Member

    Stats: 5 plans audited • $166M under management

    Company: Est. 1951

    View Profile

Retirement Plan Auditors: Ensuring Compliance and Accuracy

The average 401(k) audit cost in the US as of 2024 was $16,450.

Operating a retirement plan comes with significant fiduciary responsibilities. For organizations with 100 or more participants, an annual audit by qualified retirement plan auditors is not just a best practice—it is a mandatory requirement under the Employee Retirement Income Security Act (ERISA). Partnering with the right audit firm ensures that your plan's financial statements are accurate and that you remain in good standing with the Department of Labor (DOL) and the IRS.

Specialized Retirement Plan Audit Services

Not all audit firms possess the specialized knowledge required to navigate the complexities of specific retirement plan structures. Our directory helps you connect with firms that have deep expertise in the following areas:

  • 401(k) Auditor Services: Comprehensive reviews designed to verify internal controls and ensure compliance for defined contribution plans.
  • 403(b) Auditor Services: Tailored audit solutions for tax-exempt organizations managing 403(b) retirement programs.
  • EBP Audit Services: General Employee Benefit Plan audit support for a wide range of organizational requirements.

Preparing for Your Annual Audit

Understanding the audit process is key to a smooth filing season. Whether you are conducting your first audit or looking to switch firms, our library of resources provides the information you need to stay compliant.

Key Audit Concepts

Beyond the Audit: Strengthening Your Plan Compliance

While the annual audit is a critical compliance checkpoint, maintaining a successful retirement plan requires a holistic approach. Ensure your team has access to the right legal and protective resources:

  • Consult with Experts: If your audit reveals procedural gaps, you may need to consult with an ERISA attorney to rectify plan documents.
  • Financial Protection: Review your fiduciary responsibilities to ensure your organization is adequately covered. You can learn more about the requirements for ERISA bonds through our dedicated provider network.

Don’t leave your plan's integrity to chance. Use our comprehensive directory of retirement plan auditors to find a firm that aligns with your specific organizational needs and plan type today.