Plan Snapshot
- Plan Sponsor: Wiss, Janney, Elstner Associates, INC.
- Sponsor EIN: 362757956
- Sponsor Address: 330 PFINGSTEN ROAD, NORTHBROOK, IL, 60062
- Plan Type: 401(k)
- Total Participants: 860
- Total Assets: $406.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 860 | $406.0M | $8.7M | $13.0M |
| 2023 | 821 | $346.6M | $7.7M | $11.5M |
| 2022 | 795 | $287.2M | $7.2M | $10.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| FIDUCIENT ADVISORS LLC | INVESTMENT ADVISOR | $116,223 | — | $116,223 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $56,645 | — | $56,645 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $44,408 | — | $44,408 |
| FGMK LLC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- STRATEGIC ADVISORS, INC. — ADVISOR
- FGMK LLC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $217,276
- Estimated Expense Ratio: 0.054% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $217,027 | $160,631 | $300 | — | — |
| 2023 | $122,839 | $118,333 | — | — | — |
| 2022 | $213,809 | $21,197 | — | — | — |