Plan Snapshot
- Plan Sponsor: Exp U.S. Services, INC.
- Sponsor EIN: 460523964
- Sponsor Address: 205 N. MICHIGAN AVENUE, CHICAGO, IL, 60601
- Plan Type: 401(k)
- Total Participants: 1,132
- Total Assets: $230.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,132 | $230.7M | $4.9M | $11.5M |
| 2023 | 1,057 | $190.1M | $4.4M | $9.9M |
| 2022 | 1,142 | $149.0M | $3.9M | $8.7M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| NFP RETIREMENT INC. | INVESTMENT ADVISOR | $207,722 | — | $207,722 |
| FIDELITY INVESTMENTS INSTITUTIONAL | RECORDKEEPER | $138,939 | — | $138,939 |
| FGMK, LLC | ACCOUNTANT/AUDITOR | $15,769 | — | $15,769 |
| STRATEGIC ADVISORS, INC. | ADVISOR | $6,041 | — | $6,041 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- NFP RETIREMENT INC. — INVESTMENT ADVISOR
- FIDELITY INVESTMENTS INSTITUTIONAL — RECORDKEEPER
- FGMK, LLC — ACCOUNTANT/AUDITOR
- STRATEGIC ADVISORS, INC. — ADVISOR
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $368,471
- Estimated Expense Ratio: 0.160% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $368,471 | $213,763 | — | $15,769 | — |
| 2023 | $307,200 | $122,865 | — | $14,723 | — |
| 2022 | $158,630 | — | — | — | — |