Plan Snapshot
- Plan Sponsor: A. Epstein And Sons International, INC.
- Sponsor EIN: 363513737
- Sponsor Address: 600 WEST FULTON STREET, CHICAGO, IL, 60661
- Plan Type: 401(k)
- Total Participants: 120
- Total Assets: $26.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 120 | $26.3M | $173,430 | $1.3M |
| 2023 | 112 | $22.7M | $210,845 | $1.4M |
| 2022 | 129 | $20.9M | $215,866 | $1.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| WINTRUST WEALTH MANAGEMENT | Other Service Provider | $37,217 | — | $37,217 |
| THE VANGUARD GROUP, INC. | Recordkeeper | $18,776 | — | $18,776 |
| CREATIVE PLANNING. | Other Service Provider | $11,286 | — | $11,286 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- THE VANGUARD GROUP, INC. — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $67,279
- Estimated Expense Ratio: 0.255% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $67,280 | $48,503 | $18,777 | — | — |
| 2023 | $61,919 | $42,086 | $19,833 | — | — |
| 2022 | $58,742 | $40,411 | $18,331 | — | — |