Plan Snapshot
- Plan Sponsor: University At Buffalo Neurosurgery, INC.
- Sponsor EIN: 030445678
- Sponsor Address: 40 GEORGE KARL BLVD., WILLIAMSVILLE, NY, 14221
- Plan Type: 401(k)
- Total Participants: 332
- Total Assets: $34.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: No
- ERISA Section 404(c) Fiduciary Safe Harbor: No
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 332 | $34.5M | $1.3M | $1.3M |
| 2023 | 308 | $29.3M | $1.1M | $1.1M |
| 2022 | 288 | $24.0M | $1.1M | $1.1M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| CAPFINANCIAL PARTNERS, LLC | ADVISOR | $10,400 | — | $10,400 |
| CHIAMPOU TRAVIS BESAW & KERSHNER LL | ACCOUNTING | $7,106 | — | $7,106 |
| ATTN FINANCE DEPT | ADVISOR | $7,030 | — | $7,030 |
| TIAA | RECORDKEEPER | $6,216 | — | $6,216 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- TIAA — RECORDKEEPER
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $30,752
- Estimated Expense Ratio: 0.089% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $35,280 | — | $30,147 | $5,133 | — |
| 2023 | $20,391 | — | $20,391 | — | — |
| 2022 | $132,947 | — | $132,947 | — | — |