Plan Snapshot
- Plan Sponsor: Universal Engineering Sciences, LLC
- Sponsor EIN: 591117804
- Sponsor Address: 4205 VINELAND ROAD, ORLANDO, FL, 32811
- Plan Type: 401(k)
- Total Participants: 3,690
- Total Assets: $151.3M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 3,690 | $151.3M | $7.2M | $12.5M |
| 2023 | 3,282 | $116.8M | $6.6M | $10.6M |
| 2022 | 2,242 | $77.9M | $1.9M | $6.2M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $277,468 | — | $277,468 |
| STIFEL NICOLAUS & CO INC | INVESTMENT ADVISOR | $211,424 | — | $211,424 |
| COMPASS360 | CONTRACT ADMIN | $158,042 | — | $158,042 |
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $55,167 | — | $55,167 |
| HARDING, SHYMANSKI AND CO. PSC | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- HARDING, SHYMANSKI AND CO. PSC — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $702,101
- Estimated Expense Ratio: 0.464% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $608,891 | — | $608,891 | — | — |
| 2023 | $502,024 | — | $502,024 | — | — |
| 2022 | $241,286 | — | — | — | $241,286 |