Plan Snapshot
- Plan Sponsor: United Fp Management, LLC
- Sponsor EIN: 813686064
- Sponsor Address: 4635 BOSTON LANE, SUITE 200, AUSTIN, TX, 78735
- Plan Type: 401(k)
- Plan Number: 001
- Total Participants: 1,183
- Total Assets: $8.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2025 | 1,183 | $8.4M | $0 | $0 |
| 2024 | 1,063 | $6.8M | $546,703 | $718,758 |
| 2023 | 923 | $5.6M | $521,138 | $664,967 |
| 2022 | 819 | $4.5M | $481,161 | $629,308 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES | Other Service Provider | $35,741 | — | $35,741 |
| ADMIN. GROUP, LLC DBA TAG RESOURCES | Recordkeeper | $24,010 | — | $24,010 |
| TRANSAMERICA FINANCIAL LIFE INS. CO | Recordkeeper | $10,580 | — | $10,580 |
| PF INDEPENDENT FRANCHISEE COUNCIL | Other Service Provider | $7,148 | — | $7,148 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $77,479
- Estimated Expense Ratio: 0.922% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2025 | $1,088,572 | $35,741 | — | — | — |
| 2024 | $67,866 | $35,357 | — | — | — |
| 2023 | $49,160 | $18,865 | — | — | — |
| 2022 | $3,620 | — | $3,620 | — | — |