Plan Snapshot
- Plan Sponsor: Upbound Group, INC.
- Sponsor EIN: 450491516
- Sponsor Address: 5501 HEADQUARTERS DRIVE, PLANO, TX, 75024
- Plan Type: 401(k)
- Total Participants: 9,266
- Total Assets: $245.2M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 9,266 | $245.2M | $4.6M | $12.8M |
| 2023 | 9,879 | $228.2M | $4.8M | $12.2M |
| 2022 | 9,573 | $198.7M | $5.8M | $13.5M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | INVESTMENT MGMT | $89,572 | — | $89,572 |
| JPMORGAN INVEST HOLDINGS LLC | RECORDKEEPER | $17,827 | — | $17,827 |
| WEAVER AND TIDWELL LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- WEAVER AND TIDWELL LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $107,399
- Estimated Expense Ratio: 0.044% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $107,399 | $89,572 | — | — | — |
| 2023 | $113,551 | $73,613 | — | — | — |
| 2022 | $144,086 | $61,817 | $82,269 | — | — |