Plan Snapshot
- Plan Sponsor: 12 Oaks Management Services In
- Sponsor EIN: 752418094
- Sponsor Address: 12700 PARK CENTRAL DR STE 300, DALLAS, TX, 752511510
- Plan Type: 401(k)
- Total Participants: 1,382
- Total Assets: $3.1M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 1,382 | $3.1M | $108,791 | $459,662 |
| 2023 | 1,259 | $2.6M | $97,044 | $464,704 |
| 2022 | 630 | $2.0M | $79,827 | $352,536 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| ERISA FIDUCIARY SERVICES, INC. | Recordkeeper | $66,538 | — | $66,538 |
| PAYCHEX, INC. | Recordkeeper | $13,783 | — | $13,783 |
| LEVELIZED COMPENSATION ADVISOR | Investment Advisor | $11,268 | — | $11,268 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- PAYCHEX, INC. — Recordkeeper
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $91,589
- Estimated Expense Ratio: 2.971% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $93,051 | $11,810 | $80,381 | — | — |
| 2023 | $62,934 | $9,891 | $52,183 | — | — |
| 2022 | $17,164 | $3,871 | $13,293 | — | — |