Plan Snapshot
- Plan Sponsor: Unifund Ccr, LLC
- Sponsor EIN: 452794185
- Sponsor Address: 10625 TECHWOODS CIRCLE, BLUE ASH, OH, 45242
- Plan Type: 401(k)
- Total Participants: 33
- Total Assets: $12.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: Yes
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 33 | $12.5M | $274,222 | $484,319 |
| 2023 | 93 | $14.8M | $372,837 | $667,416 |
| 2022 | 88 | $13.8M | $347,330 | $685,054 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MORGAN STANLEY | Investment Advisor | $31,089 | — | $31,089 |
| EMPOWER ANNUITY INSURANCE COMPANY | Recordkeeper | $24,347 | — | $24,347 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- MORGAN STANLEY — Investment Advisor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $55,436
- Estimated Expense Ratio: 0.443% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $58,176 | $33,706 | — | — | — |
| 2023 | $57,314 | $34,175 | — | — | — |
| 2022 | $60,015 | — | $60,015 | — | — |