Plan Snapshot
- Plan Sponsor: Two Roads Brewing Company LLC
- Sponsor EIN: 452439229
- Sponsor Address: 1700 STRATFORD AVENUE, STRATFORD, CT, 06615
- Plan Type: 401(k)
- Total Participants: 128
- Total Assets: $2.8M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 128 | $2.8M | $128,713 | $325,663 |
| 2023 | 127 | $2.1M | $138,604 | $317,767 |
| 2022 | 104 | $1.5M | $125,323 | $282,153 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MAHONEY SABOL & COMPANY, LLP | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $0
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $9,986 | — | $9,986 | — | — |
| 2023 | $1,193 | — | $1,193 | — | — |
| 2022 | $1,290 | — | $1,290 | — | — |