Plan Snapshot
- Plan Sponsor: Brescome Barton, INC.
- Sponsor EIN: 060676916
- Sponsor Address: 69 DEFCO PARK ROAD, NORTH HAVEN, CT, 06473
- Plan Type: 401(k)
- Total Participants: 117
- Total Assets: $24.0M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 117 | $24.0M | $455,023 | $784,973 |
| 2023 | 122 | $21.4M | $428,101 | $758,046 |
| 2022 | 116 | $17.6M | $440,922 | $751,039 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $38,299 | — | $38,299 |
| HELD KRANZLER MCCOSKER & PULICE LLP | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- HELD KRANZLER MCCOSKER & PULICE LLP — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $38,299
- Estimated Expense Ratio: 0.159% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $38,560 | — | $38,560 | — | — |
| 2023 | $44,840 | — | $44,840 | — | — |
| 2022 | $43,751 | — | $43,751 | — | — |