Plan Snapshot
- Plan Sponsor: Thompson, Ventulett, Stainback & Associates, INC.
- Sponsor EIN: 581274188
- Sponsor Address: 1200 PEACHTREE STREE NE SUITE 200, ATLANTA, GA, 30309
- Plan Type: 401(k)
- Total Participants: 135
- Total Assets: $21.2M
Key Plan Design Features
- Auto-Enrollment: No
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 135 | $21.2M | $0 | $1.2M |
| 2023 | 106 | $19.4M | $0 | $1.4M |
| 2022 | 125 | $16.4M | $0 | $1.3M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | INVESTMENT ADVISOR | $40,621 | — | $40,621 |
| EMPOWER ANNUITY INSURANCE COMPANY | RECORDKEEPER | $17,127 | — | $17,127 |
| CARR, RIGGS & INGRAM, LLC | Auditor | — | — | $0 |
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $57,748
- Estimated Expense Ratio: 0.272% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $57,748 | $40,621 | — | — | — |
| 2023 | $46,456 | — | $46,456 | — | — |
| 2022 | $33,949 | — | $33,949 | — | — |