Plan Snapshot
- Plan Sponsor: Niles Bolton Associates, INC.
- Sponsor EIN: 581407613
- Sponsor Address: 3060 PEACHTREE RD NW STE 600, ATLANTA, GA, 30305
- Plan Type: 401(k)
- Total Participants: 126
- Total Assets: $41.7M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 126 | $41.7M | $631,144 | $1.8M |
| 2023 | 144 | $36.8M | $671,357 | $1.8M |
| 2022 | 146 | $31.1M | $664,440 | $1.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | CONTRACT ADMINISTRATOR | $80,337 | — | $80,337 |
| RESOURCES INVESTMENT ADVISORS | INVESTMENT ADVISORY | — | $41,943 | $41,943 |
| ORENDA RETIREMENT, LLC | CONTRACT ADMINISTRATOR | $3,705 | $18,879 | $22,584 |
| JONES AND KOLB | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- RESOURCES INVESTMENT ADVISORS — INVESTMENT ADVISORY
- JONES AND KOLB — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $144,864
- Estimated Expense Ratio: 0.347% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $84,037 | — | $84,037 | — | — |
| 2023 | $69,203 | — | $69,203 | — | — |
| 2022 | $69,403 | — | $69,053 | — | $350 |