Plan Snapshot
- Plan Sponsor: Tawa Supermarket, INC.
- Sponsor EIN: 330120626
- Sponsor Address: 6363 REIGO AVENUE, BUENA PARK, CA, 906201042
- Plan Type: 401(k)
- Total Participants: 7,581
- Total Assets: $193.4M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: No
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 7,581 | $193.4M | $4.3M | $11.0M |
| 2023 | 7,738 | $176.8M | $4.3M | $10.1M |
| 2022 | 7,722 | $151.4M | $4.0M | $9.6M |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER AND S | RECORDKEEPER | $321,387 | — | $321,387 |
| MORGAN STANLEY GLOBAL BANKING OPERA | CONSULTANT | $44,850 | — | $44,850 |
| BAKER TILLY US, LLP | Auditor | $37,837 | — | $37,837 |
| MOSS ADAMS LLP | OTHER | $19,442 | — | $19,442 |
| MORGAN STANLEY | CONSULTANT | $14,950 | — | $14,950 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- BAKER TILLY US, LLP — Auditor
- MOSS ADAMS LLP — OTHER
- MORGAN STANLEY — CONSULTANT
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $438,466
- Estimated Expense Ratio: 0.227% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $400,629 | $59,800 | — | $37,837 | — |
| 2023 | $625,589 | — | — | $52,787 | — |
| 2022 | $251,666 | — | — | — | — |