Plan Snapshot
- Plan Sponsor: Swanson Rink, INC.
- Sponsor EIN: 840459620
- Sponsor Address: 1120 LINCOLN STREET SUITE 1120, DENVER, CO, 80203
- Plan Type: 401(k)
- Total Participants: 110
- Total Assets: $11.5M
Key Plan Design Features
- Auto-Enrollment: Yes
- Auto-Escalation: No
- Allows Roth Contributions: Yes
- Participant Loans: No
- Participant-Directed Investments: Yes
- ERISA Section 404(c) Fiduciary Safe Harbor: Yes
Plan Financials by Year
| Year | Participants | Total Assets | Employer Contrib. | Employee Contrib. |
|---|---|---|---|---|
| 2024 | 110 | $11.5M | $227,439 | $941,519 |
| 2023 | 128 | $10.0M | $200,803 | $834,202 |
| 2022 | 114 | $7.7M | $181,621 | $767,159 |
Service Providers (Schedule C)
Vendors paid $5,000 or more for services to the plan, ranked by total compensation (direct + indirect fees).
| Provider Name | Role | Direct Compensation | Indirect Compensation | Total Fees |
|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | RECORDKEEPER | $22,471 | — | $22,471 |
| GLOBAL RETIREMENT PARTNERS LLC | INVESTMENT ADVISOR | $11,500 | — | $11,500 |
| HAYNIE & COMPANY | Auditor | — | — | $0 |
Verified Provider Profiles
Direct links to verified profiles of matched retirement plan providers on PlanProvider.Pro:
- HAYNIE & COMPANY — Auditor
Plan Fees & Expenses
Annual service provider fees and administrative expenses sourced from DOL Form 5500 filings.
- Total Service Provider Fees: $33,971
- Estimated Expense Ratio: 0.297% of plan assets
Historical Administrative Expenses
Breakdown of administrative expense categories reported on Form 5500 filings.
| Year | Total Admin Expenses | Investment Mgmt Fees | Contract Admin Fees | IQPA Audit Fees | Professional Fees |
|---|---|---|---|---|---|
| 2024 | $33,971 | $11,500 | — | — | — |
| 2023 | — | — | — | — | — |
| 2022 | — | — | — | — | — |